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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZSL icon
2351
ProShares UltraShort Silver
ZSL
$57.9M
$67K ﹤0.01%
7
-2
-22% -$18.5K
EQC
2352
DELISTED
Equity Commonwealth
EQC
$67K ﹤0.01%
2,406
+456
+23% +$12.8K
FVL
2353
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$67K ﹤0.01%
3,381
– –
SGL
2354
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$67K ﹤0.01%
7,620
+1,170
+18% +$10.2K
BJRI icon
2355
BJ's Restaurants
BJRI
$1.43B
$66K ﹤0.01%
1,513
+1,282
+555% +$56.1K
DECK icon
2356
Deckers Outdoor
DECK
$12.8B
$66K ﹤0.01%
8,226
+5,034
+158% +$44.6K
FAD icon
2357
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$600M
$66K ﹤0.01%
1,325
+18
+1% +$897
HCI icon
2358
HCI Group
HCI
$2.29B
$66K ﹤0.01%
1,888
-45
-2% -$1.76K
LITE icon
2359
Lumentum
LITE
$81.1B
$66K ﹤0.01%
2,991
+73
+3% +$1.3K
MORN icon
2360
Morningstar
MORN
$7.85B
$66K ﹤0.01%
829
+100
+14% +$8.1K
NORW icon
2361
Global X MSCI Norway ETF
NORW
$89M
$66K ﹤0.01%
3,089
-96
-3% -$2.13K
NXP icon
2362
Nuveen Select Tax-Free Income Portfolio
NXP
$902M
$66K ﹤0.01%
4,670
-13,148
-74% -$182K
RRC icon
2363
Range Resources
RRC
$9.44B
$66K ﹤0.01%
2,700
+213
+9% +$6.32K
RWJ icon
2364
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$66K ﹤0.01%
3,831
-3,846
-50% -$68.9K
VALE icon
2365
Vale
VALE
$58B
$66K ﹤0.01%
20,323
-1,853
-8% -$7.4K
VYX icon
2366
NCR Voyix
VYX
$1.13B
$66K ﹤0.01%
4,383
-2,073
-32% -$33K
AMOV
2367
DELISTED
America Movil SAB de CV
AMOV
$66K ﹤0.01%
4,988
-2,544
-34% -$39.1K
INFO
2368
DELISTED
IHS Markit Ltd. Common Shares
INFO
$66K ﹤0.01%
2,189
+180
+9% +$5.34K
SBW
2369
DELISTED
Western Asset Worldwide Income
SBW
$66K ﹤0.01%
6,575
-503
-7% -$5.07K
XLFS
2370
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$66K ﹤0.01%
1,616
+964
+148% +$39.4K
EDIV icon
2371
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$65K ﹤0.01%
2,717
+206
+8% +$5.31K
FLRN icon
2372
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$65K ﹤0.01%
2,154
– –
MYGN icon
2373
Myriad Genetics
MYGN
$297M
$65K ﹤0.01%
1,517
+179
+13% +$7.56K
PPT
2374
Franklin Premier Income Trust
PPT
$331M
$65K ﹤0.01%
12,955
+2,455
+23% +$12.2K
VRSN icon
2375
VeriSign
VRSN
$25.8B
$65K ﹤0.01%
746
-165
-18% -$13.8K
93 94
95
96 97

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.