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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEJ icon
2326
Invesco Leisure and Entertainment ETF
PEJ
$315M
$24K ﹤0.01%
773
+529
+217% +$16K
PRAA icon
2327
PRA Group
PRAA
$762M
$24K ﹤0.01%
402
-120
-23% -$6.43K
SLG icon
2328
SL Green Realty
SLG
$4.08B
$24K ﹤0.01%
274
+55
+25% +$4.79K
SLX icon
2329
VanEck Steel ETF
SLX
$174M
$24K ﹤0.01%
533
-202
-27% -$8.58K
TECH icon
2330
Bio-Techne
TECH
$11.2B
$24K ﹤0.01%
1,128
– –
WIA
2331
Western Asset Inflation-Linked Income Fund
WIA
$187M
$24K ﹤0.01%
2,102
+13
+0.6% +$152
WT icon
2332
WisdomTree
WT
$3.44B
$24K ﹤0.01%
2,100
-200
-9% -$2.42K
WWW icon
2333
Wolverine World Wide
WWW
$1.63B
$24K ﹤0.01%
836
+120
+17% +$3.42K
FNI
2334
DELISTED
First Trust Chindia ETF
FNI
$24K ﹤0.01%
933
-200
-18% -$4.75K
FEO
2335
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$24K ﹤0.01%
1,233
+831
+207% +$15.5K
FMBI
2336
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$24K ﹤0.01%
1,566
– –
ANH
2337
DELISTED
Anworth Mortgage Asset Corporation
ANH
$24K ﹤0.01%
4,955
+1,079
+28% +$5.17K
JE
2338
DELISTED
Just Energy Group Inc
JE
$24K ﹤0.01%
115
– –
TAHO
2339
DELISTED
Tahoe Resources Inc
TAHO
$24K ﹤0.01%
1,333
– –
NPT
2340
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$24K ﹤0.01%
2,052
+29
+1% +$341
WPZ
2341
DELISTED
Williams Partners L.P.
WPZ
$24K ﹤0.01%
531
– –
NVY
2342
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$24K ﹤0.01%
2,025
-200
-9% -$2.42K
MAKO
2343
DELISTED
MAKO SURGICAL CORP COM
MAKO
$24K ﹤0.01%
800
-11,602
-94% -$177K
EOX
2344
DELISTED
EMERALD OIL INC (MT)
EOX
$24K ﹤0.01%
170
– –
MLPG
2345
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$24K ﹤0.01%
682
– –
BF.B icon
2346
Brown-Forman Class B
BF.B
$12.9B
$23K ﹤0.01%
1,013
-1,625
-62% -$36.6K
BRF icon
2347
VanEck Brazil Small-Cap ETF
BRF
$20.3M
$23K ﹤0.01%
678
-470
-41% -$14.8K
CUK
2348
DELISTED
Carnival PLC
CUK
$23K ﹤0.01%
641
-9
-1% -$339
DAR icon
2349
Darling Ingredients
DAR
$10.4B
$23K ﹤0.01%
1,077
-24
-2% -$489
DBO icon
2350
Invesco DB Oil Fund
DBO
$387M
$23K ﹤0.01%
830
– –
92 93
94
95 96

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.