We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TS icon
2301
Tenaris
TS
$27.1B
$55K ﹤0.01%
1,803
+1,516
+528% +$54.2K
VTHR icon
2302
Vanguard Russell 3000 ETF
VTHR
$4.88B
$55K ﹤0.01%
+583
New +$54K
SGL
2303
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$55K ﹤0.01%
6,450
+700
+12% +$6.1K
BKN
2304
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$54K ﹤0.01%
3,311
+778
+31% +$12.4K
BMI icon
2305
Badger Meter
BMI
$3.78B
$54K ﹤0.01%
1,810
+1,138
+169% +$31.2K
CAE icon
2306
CAE Inc. Common Shares
CAE
$8.51B
$54K ﹤0.01%
4,123
– –
FLC
2307
Flaherty & Crumrine Total Return Fund
FLC
$176M
$54K ﹤0.01%
2,726
– –
LSTR icon
2308
Landstar System
LSTR
$6.42B
$54K ﹤0.01%
764
+593
+347% +$44.1K
MUNI icon
2309
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$54K ﹤0.01%
1,000
– –
NMZ icon
2310
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$54K ﹤0.01%
4,000
– –
PKX icon
2311
POSCO
PKX
$17.8B
$54K ﹤0.01%
851
-18
-2% -$1.24K
POWI icon
2312
Power Integrations
POWI
$3.46B
$54K ﹤0.01%
2,072
+88
+4% +$2.24K
PSMT icon
2313
Pricesmart
PSMT
$5.55B
$54K ﹤0.01%
594
+130
+28% +$11.8K
SOXX icon
2314
iShares Semiconductor ETF
SOXX
$45.9B
$54K ﹤0.01%
+1,737
New +$50.9K
THG icon
2315
Hanover Insurance
THG
$7.79B
$54K ﹤0.01%
755
+45
+6% +$3.04K
VIPS icon
2316
Vipshop
VIPS
$6.82B
$54K ﹤0.01%
2,786
+2,016
+262% +$42.5K
JOYY
2317
JOYY Inc
JOYY
$3.68B
$54K ﹤0.01%
872
-1,476
-63% -$108K
BCPC
2318
Balchem Corp
BCPC
$5.66B
$54K ﹤0.01%
815
+417
+105% +$26K
HNP
2319
DELISTED
Huaneng Power Intl, Inc.
HNP
$54K ﹤0.01%
1,000
+43
+4% +$2.06K
NP
2320
DELISTED
Neenah, Inc. Common Stock
NP
$54K ﹤0.01%
900
-300
-25% -$17.1K
HCR
2321
DELISTED
Hi-Crush Inc. Common Stock
HCR
$54K ﹤0.01%
1,726
+528
+44% +$22K
JNS
2322
DELISTED
Janus Capital Group Inc
JNS
$54K ﹤0.01%
3,365
+955
+40% +$14.3K
JPP
2323
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$54K ﹤0.01%
1,225
– –
BSCM
2324
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$54K ﹤0.01%
2,600
– –
CIVI
2325
DELISTED
Civitas Resources
CIVI
$53K ﹤0.01%
20
+6
+43% +$23.2K
91 92
93
94 95

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.