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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVC
2276
DELISTED
Invacare Corporation
IVC
$75K ﹤0.01%
4,300
-30,000
-87% -$541K
ALEX
2277
DELISTED
Alexander & Baldwin
ALEX
$74K ﹤0.01%
2,083
+171
+9% +$6.28K
FWONA icon
2278
Liberty Media Series A
FWONA
$24.1B
$74K ﹤0.01%
2,801
+161
+6% +$4.29K
KEP icon
2279
Korea Electric Power
KEP
$15B
$74K ﹤0.01%
3,476
-4,175
-55% -$90.6K
USDU icon
2280
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$457M
$74K ﹤0.01%
2,729
-15,927
-85% -$456K
SWIR
2281
DELISTED
Sierra Wireless
SWIR
$74K ﹤0.01%
4,610
+1,085
+31% +$21.1K
XEC
2282
DELISTED
CIMAREX ENERGY CO
XEC
$74K ﹤0.01%
816
+71
+10% +$7.89K
SONC
2283
DELISTED
Sonic Corp
SONC
$74K ﹤0.01%
2,271
-575
-20% -$16.4K
CII icon
2284
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$73K ﹤0.01%
5,096
-326
-6% -$4.63K
DBJP icon
2285
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$724M
$73K ﹤0.01%
+1,916
New +$75.6K
EGHT icon
2286
8x8 Inc
EGHT
$296M
$73K ﹤0.01%
6,379
+5,784
+972% +$61.7K
HDB icon
2287
HDFC Bank
HDB
$120B
$73K ﹤0.01%
4,724
-212
-4% -$3.2K
HIX
2288
Western Asset High Income Fund II
HIX
$357M
$73K ﹤0.01%
11,500
-5,888
-34% -$39.2K
HY icon
2289
Hyster-Yale Materials Handling
HY
$615M
$73K ﹤0.01%
1,388
-399
-22% -$22.9K
SPLB icon
2290
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$73K ﹤0.01%
2,924
-6,453
-69% -$165K
SRPT icon
2291
Sarepta Therapeutics
SRPT
$1.88B
$73K ﹤0.01%
1,905
– –
THG icon
2292
Hanover Insurance
THG
$7.8B
$73K ﹤0.01%
915
+24
+3% +$1.99K
TGP
2293
DELISTED
Teekay LNG Partners L.P.
TGP
$73K ﹤0.01%
5,516
-1,727
-24% -$37.6K
CALD
2294
DELISTED
Callidus Software, Inc.
CALD
$73K ﹤0.01%
3,923
+3,014
+332% +$57K
BSCM
2295
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$73K ﹤0.01%
3,592
– –
CVGW
2296
DELISTED
Calavo Growers
CVGW
$72K ﹤0.01%
1,464
+1,385
+1,753% +$70.4K
GME icon
2297
GameStop
GME
$8.38B
$72K ﹤0.01%
10,300
-472
-4% -$4.56K
THFF icon
2298
First Financial Corp
THFF
$978M
$72K ﹤0.01%
2,122
-1,371
-39% -$47.7K
TSI
2299
TCW Strategic Income Fund
TSI
$214M
$72K ﹤0.01%
13,595
+35
+0.3% +$185
NE
2300
DELISTED
Noble Corporation
NE
$72K ﹤0.01%
6,802
+2,169
+47% +$27.3K
90 91
92
93 94

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.