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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
2251
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$200K ﹤0.01%
14,885
+4,373
+42% +$57.9K
MTT
2252
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$200K ﹤0.01%
10,217
+1,179
+13% +$23.5K
TFCF
2253
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$200K ﹤0.01%
4,178
+1,556
+59% +$73.2K
SDG icon
2254
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
$199K ﹤0.01%
3,741
+228
+6% +$12.5K
ZROZ icon
2255
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.29B
$199K ﹤0.01%
1,767
+890
+101% +$94.2K
BKI
2256
DELISTED
Black Knight, Inc. Common Stock
BKI
$199K ﹤0.01%
4,406
-417
-9% -$19.6K
SPYB
2257
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$199K ﹤0.01%
3,505
-638
-15% -$39.4K
FGB
2258
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$198K ﹤0.01%
38,042
+2,300
+6% +$13.8K
GTO icon
2259
Invesco Total Return Bond ETF
GTO
$2.47B
$198K ﹤0.01%
3,948
-485
-11% -$24.7K
FEZ icon
2260
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
$197K ﹤0.01%
5,926
-25,694
-81% -$902K
WOLF icon
2261
Wolfspeed
WOLF
$1.6B
$197K ﹤0.01%
4,620
-161
-3% -$6.53K
AROC icon
2262
Archrock
AROC
$6.03B
$196K ﹤0.01%
26,201
+45
+0.2% +$456
MLAB icon
2263
Mesa Laboratories
MLAB
$609M
$195K ﹤0.01%
935
-32
-3% -$6.24K
VRNS icon
2264
Varonis Systems
VRNS
$5.17B
$195K ﹤0.01%
11,025
+2,436
+28% +$48.1K
DTYS
2265
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$195K ﹤0.01%
10,087
+1,940
+24% +$45.4K
MTSI icon
2266
MACOM Technology Solutions
MTSI
$23.9B
$194K ﹤0.01%
13,346
+4,209
+46% +$67.9K
APTV icon
2267
Aptiv
APTV
$10.3B
$193K ﹤0.01%
3,135
-6,080
-66% -$441K
BRKL
2268
DELISTED
Brookline Bancorp
BRKL
$193K ﹤0.01%
13,938
+10
+0.1% +$151
AMED
2269
DELISTED
Amedisys
AMED
$192K ﹤0.01%
1,649
+1,163
+239% +$137K
KBH icon
2270
KB Home
KBH
$3.44B
$192K ﹤0.01%
9,944
-633
-6% -$13K
TTMI icon
2271
TTM Technologies
TTMI
$14.6B
$191K ﹤0.01%
19,632
+3,700
+23% +$45.4K
COUP
2272
DELISTED
Coupa Software Incorporated
COUP
$191K ﹤0.01%
3,022
+484
+19% +$30.6K
OHAI
2273
DELISTED
OHA Investment Corporation
OHAI
$191K ﹤0.01%
189,050
+1,379
+0.7% +$1.8K
BFOR icon
2274
Barron's 400 ETF
BFOR
$239M
$190K ﹤0.01%
21,400
-372
-2% -$3.7K
BKN
2275
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$190K ﹤0.01%
14,333
+99
+0.7% +$1.3K
89 90
91
92 93

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.