We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIK
2251
DELISTED
Michaels Stores, Inc
MIK
$110K ﹤0.01%
4,656
-257
-5% -$5.97K
WP
2252
DELISTED
Worldpay, Inc.
WP
$110K ﹤0.01%
1,791
+68
+4% +$3.93K
BMVP icon
2253
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$107M
$109K ﹤0.01%
4,050
-195
-5% -$5.05K
GOF icon
2254
Guggenheim Strategic Opportunities Fund
GOF
$2.39B
$109K ﹤0.01%
5,586
+2,860
+105% +$55.3K
IDE
2255
Voya Infrastructure, Industrials and Materials Fund
IDE
$202M
$109K ﹤0.01%
8,419
+7,282
+640% +$95.2K
KOP icon
2256
Koppers
KOP
$857M
$109K ﹤0.01%
2,710
-8,624
-76% -$317K
LEO
2257
BNY Mellon Strategic Municipals
LEO
$387M
$109K ﹤0.01%
12,939
– –
FRTA
2258
DELISTED
Forterra, Inc
FRTA
$109K ﹤0.01%
+5,050
New +$95.4K
AGC
2259
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$109K ﹤0.01%
18,550
-4,128
-18% -$23.1K
PEJ icon
2260
Invesco Leisure and Entertainment ETF
PEJ
$315M
$108K ﹤0.01%
2,700
-1,697
-39% -$65.1K
REET icon
2261
iShares Global REIT ETF
REET
$5.08B
$108K ﹤0.01%
4,270
+3,653
+592% +$92.2K
CUT icon
2262
Invesco MSCI Global Timber ETF
CUT
$33.5M
$107K ﹤0.01%
4,334
+1,059
+32% +$26.1K
GPRO icon
2263
GoPro
GPRO
$117M
$107K ﹤0.01%
12,257
-2,683
-18% -$30.8K
GYLD icon
2264
Arrow Dow Jones Global Yield ETF
GYLD
$38M
$107K ﹤0.01%
5,793
-233
-4% -$4.29K
KBWP icon
2265
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$107K ﹤0.01%
1,925
-400
-17% -$21.1K
NCLH icon
2266
Norwegian Cruise Line
NCLH
$8.98B
$107K ﹤0.01%
2,525
-1,404
-36% -$56.2K
RHP icon
2267
Ryman Hospitality Properties
RHP
$7.82B
$107K ﹤0.01%
2,140
+27
+1% +$1.5K
SLF icon
2268
Sun Life Financial
SLF
$44.4B
$107K ﹤0.01%
2,789
+1,416
+103% +$51.3K
WSBC icon
2269
WesBanco
WSBC
$4.1B
$107K ﹤0.01%
2,546
– –
USDP
2270
DELISTED
USD PARTNERS LP
USDP
$107K ﹤0.01%
6,800
+1,000
+17% +$13.9K
CLVS
2271
DELISTED
Clovis Oncology, Inc.
CLVS
$107K ﹤0.01%
2,400
+400
+20% +$14.1K
PE
2272
DELISTED
PARSLEY ENERGY INC
PE
$107K ﹤0.01%
3,043
+251
+9% +$8.89K
EUMV
2273
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$107K ﹤0.01%
5,037
-3,944
-44% -$84.6K
ARCH
2274
DELISTED
Arch Resources, Inc.
ARCH
$107K ﹤0.01%
+1,367
New +$103K
KMI.PRA
2275
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$107K ﹤0.01%
2,198
+524
+31% +$25.3K
89 90
91
92 93

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.