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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
2251
Workday
WDAY
$49.2B
$77K ﹤0.01%
975
+195
+25% +$15.6K
IMGN
2252
DELISTED
Immunogen Inc
IMGN
$77K ﹤0.01%
5,633
+3,182
+130% +$39.2K
ATHN
2253
DELISTED
Athenahealth, Inc.
ATHN
$77K ﹤0.01%
478
-990
-67% -$153K
DFT
2254
DELISTED
DuPont Fabros Technology Inc.
DFT
$77K ﹤0.01%
2,431
+3
+0.1% +$93
ENH
2255
DELISTED
Endurance Specialty Holdings Ltd
ENH
$77K ﹤0.01%
1,215
-11
-0.9% -$707
EQC.PRE
2256
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
$77K ﹤0.01%
3,000
– –
IBTX
2257
DELISTED
Independent Bank Group, Inc.
IBTX
$77K ﹤0.01%
2,400
+600
+33% +$23K
NUO
2258
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$77K ﹤0.01%
5,063
– –
DO
2259
DELISTED
Diamond Offshore Drilling
DO
$77K ﹤0.01%
3,627
+1,007
+38% +$21.2K
FENY icon
2260
Fidelity MSCI Energy Index ETF
FENY
$2.09B
$76K ﹤0.01%
4,448
-3,938
-47% -$73.7K
HEQ
2261
John Hancock Hedged Equity & Income Fund
HEQ
$141M
$76K ﹤0.01%
5,253
+1,093
+26% +$16.2K
HPI
2262
John Hancock Preferred Income Fund
HPI
$432M
$76K ﹤0.01%
3,808
+400
+12% +$7.87K
ONTO icon
2263
Onto Innovation
ONTO
$20.5B
$76K ﹤0.01%
5,000
– –
PXE icon
2264
Invesco Energy Exploration & Production ETF
PXE
$86.8M
$76K ﹤0.01%
3,451
+8
+0.2% +$202
WYY icon
2265
WidePoint Corp
WYY
$95.1M
$76K ﹤0.01%
10,980
-260
-2% -$2.09K
PNK
2266
DELISTED
Pinnacle Entertainment Inc.
PNK
$76K ﹤0.01%
2,456
-23
-0.9% -$775
LPNT
2267
DELISTED
LifePoint Health, Inc.
LPNT
$76K ﹤0.01%
1,042
-2
-0.2% -$142
NMO
2268
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$76K ﹤0.01%
5,558
+341
+7% +$4.55K
DCH
2269
Dauch Corp
DCH
$1.6B
$75K ﹤0.01%
4,003
+362
+10% +$7.62K
CC icon
2270
Chemours
CC
$2.37B
$75K ﹤0.01%
14,096
-1,721
-11% -$11K
IEZ icon
2271
iShares US Oil Equipment & Services ETF
IEZ
$393M
$75K ﹤0.01%
2,075
-260
-11% -$10.3K
SBH icon
2272
Sally Beauty Holdings
SBH
$1.52B
$75K ﹤0.01%
2,684
-17,009
-86% -$427K
SOR
2273
Source Capital
SOR
$382M
$75K ﹤0.01%
1,135
-75
-6% -$5.11K
WDIV icon
2274
State Street SPDR S&P Global Dividend ETF
WDIV
$284M
$75K ﹤0.01%
1,330
+98
+8% +$5.89K
WTW icon
2275
Willis Towers Watson
WTW
$30.9B
$75K ﹤0.01%
595
+319
+116% +$37.8K
89 90
91
92 93

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.