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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
201
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$10.7M 0.1%
381,273
+70,870
+23% +$1.95M
TGT icon
202
Target
TGT
$68B
$10.4M 0.1%
159,067
+12,657
+9% +$764K
SCHF icon
203
Schwab International Equity ETF
SCHF
$68.7B
$10.3M 0.1%
604,320
+72,766
+14% +$1.24M
WPC icon
204
W.P. Carey
WPC
$16.4B
$10.2M 0.1%
150,645
+3,484
+2% +$238K
SPEM icon
205
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$9.98M 0.1%
261,638
+24,234
+10% +$902K
BX icon
206
Blackstone
BX
$110B
$9.92M 0.09%
309,957
+116,257
+60% +$3.79M
CLX icon
207
Clorox
CLX
$12.7B
$9.82M 0.09%
66,065
+77
+0.1% +$10.5K
FDIS icon
208
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$9.82M 0.09%
251,054
+113,902
+83% +$4.25M
NOBL icon
209
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$9.8M 0.09%
306,160
+176,054
+135% +$5.43M
HR icon
210
Healthcare Realty
HR
$6.84B
$9.8M 0.09%
326,235
+7,031
+2% +$213K
ETV
211
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$9.77M 0.09%
635,369
+16,325
+3% +$249K
IYM icon
212
iShares US Basic Materials ETF
IYM
$1.25B
$9.71M 0.09%
95,025
+70,032
+280% +$6.95M
VFH icon
213
Vanguard Financials ETF
VFH
$13.6B
$9.61M 0.09%
137,258
+21,883
+19% +$1.48M
FPE icon
214
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$9.55M 0.09%
477,239
-13,157
-3% -$264K
FDX icon
215
FedEx
FDX
$75.4B
$9.51M 0.09%
38,081
+985
+3% +$225K
IWB icon
216
iShares Russell 1000 ETF
IWB
$50.1B
$9.38M 0.09%
63,101
+7,098
+13% +$1.03M
MA icon
217
Mastercard
MA
$493B
$9.04M 0.09%
59,689
+4,299
+8% +$639K
MINT icon
218
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$8.99M 0.09%
88,511
+5,284
+6% +$538K
COF icon
219
Capital One
COF
$134B
$8.98M 0.09%
90,179
+5,484
+6% +$500K
BOND icon
220
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$8.95M 0.09%
84,424
+22,091
+35% +$2.35M
FHLC icon
221
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$8.93M 0.09%
223,365
-36,813
-14% -$1.47M
ABUS icon
222
Arbutus Biopharma
ABUS
$915M
$8.91M 0.09%
1,765,315
-3,576
-0.2% -$21K
XAR icon
223
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$8.87M 0.08%
106,180
+3,006
+3% +$246K
FSK icon
224
FS KKR Capital
FSK
$3.44B
$8.83M 0.08%
300,395
+4,036
+1% +$130K
ED icon
225
Consolidated Edison
ED
$39.9B
$8.79M 0.08%
103,550
+2,454
+2% +$211K
7 8
9
10 11

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.