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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS
2201
DELISTED
Avanos Medical
AVNS
$287K ﹤0.01%
7,680
-222
-3% -$8.47K
DBEU icon
2202
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$287K ﹤0.01%
9,639
-1,256
-12% -$36.5K
EQL icon
2203
ALPS Equal Sector Weight ETF
EQL
$769M
$287K ﹤0.01%
11,403
– –
FNDB icon
2204
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.48B
$287K ﹤0.01%
22,017
+666
+3% +$8.59K
GRX
2205
Gabelli Healthcare & Wellness Trust
GRX
$147M
$287K ﹤0.01%
27,583
+13,271
+93% +$140K
KRG icon
2206
Kite Realty
KRG
$5.3B
$287K ﹤0.01%
17,778
-1,141
-6% -$17.5K
GNR icon
2207
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.93B
$286K ﹤0.01%
6,643
-8,816
-57% -$383K
MTSI icon
2208
MACOM Technology Solutions
MTSI
$24.2B
$286K ﹤0.01%
13,324
-1,124
-8% -$22K
SSNC icon
2209
SS&C Technologies
SSNC
$19.1B
$286K ﹤0.01%
5,546
-7,905
-59% -$404K
PSCT icon
2210
Invesco S&P SmallCap Information Technology ETF
PSCT
$518M
$285K ﹤0.01%
9,969
– –
SNV
2211
DELISTED
Synovus
SNV
$285K ﹤0.01%
7,958
-462
-5% -$16.6K
UNG icon
2212
United States Natural Gas Fund
UNG
$487M
$285K ﹤0.01%
3,580
+33
+0.9% +$2.65K
FSMB icon
2213
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$284K ﹤0.01%
13,844
+8,719
+170% +$179K
BE icon
2214
Bloom Energy
BE
$67.7B
$283K ﹤0.01%
87,060
+18,648
+27% +$139K
CRH icon
2215
CRH
CRH
$64.6B
$283K ﹤0.01%
8,216
+584
+8% +$19.4K
ORA icon
2216
Ormat Technologies
ORA
$7.06B
$283K ﹤0.01%
3,808
+1,862
+96% +$128K
VNO icon
2217
Vornado Realty Trust
VNO
$7.28B
$283K ﹤0.01%
4,440
+1,894
+74% +$119K
FRGI
2218
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$283K ﹤0.01%
27,190
+7,165
+36% +$74.8K
OPK icon
2219
Opko Health
OPK
$1.03B
$282K ﹤0.01%
134,624
-36,967
-22% -$75.5K
VOYA icon
2220
Voya Financial
VOYA
$9.2B
$282K ﹤0.01%
5,182
-587
-10% -$31.3K
CSWC icon
2221
Capital Southwest
CSWC
$1.59B
$281K ﹤0.01%
12,877
+719
+6% +$15.5K
CW icon
2222
Curtiss-Wright
CW
$25.8B
$281K ﹤0.01%
2,174
+212
+11% +$26.7K
GYLD icon
2223
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
$281K ﹤0.01%
17,607
+3,726
+27% +$59.1K
MFLX icon
2224
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.3M
$281K ﹤0.01%
14,425
+8,725
+153% +$169K
IXG icon
2225
iShares Global Financials ETF
IXG
$702M
$280K ﹤0.01%
4,387
+225
+5% +$14.2K
87 88
89
90 91

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.