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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GME icon
2201
GameStop
GME
$8.33B
$116K ﹤0.01%
18,288
+11,016
+151% +$68K
TTP
2202
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$116K ﹤0.01%
1,346
-368
-21% -$31K
ARE icon
2203
Alexandria Real Estate Equities
ARE
$8.27B
$115K ﹤0.01%
1,040
+41
+4% +$4.4K
DTF
2204
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$115K ﹤0.01%
8,000
– –
HEES
2205
DELISTED
H&E Equipment Services
HEES
$115K ﹤0.01%
4,934
+2,239
+83% +$41K
IFN
2206
Aberdeen India Fund
IFN
$509M
$115K ﹤0.01%
5,391
-857
-14% -$20K
MCR
2207
DELISTED
MFS Charter Income Trust
MCR
$115K ﹤0.01%
13,508
+1,150
+9% +$9.66K
MIN
2208
Aberdeen Intermediate Income Fund
MIN
$281M
$115K ﹤0.01%
26,004
+4
+0% +$18
MSTR icon
2209
Strategy Inc
MSTR
$38.2B
$115K ﹤0.01%
5,810
-110
-2% -$2.08K
NBR icon
2210
Nabors Industries
NBR
$1.33B
$115K ﹤0.01%
147
-1
-0.7% -$704
BAC.WS.B
2211
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$115K ﹤0.01%
120,000
– –
MTSC
2212
DELISTED
MTS Systems Corp
MTSC
$115K ﹤0.01%
2,032
+161
+9% +$8.19K
FIVE icon
2213
Five Below
FIVE
$13.2B
$114K ﹤0.01%
2,864
+307
+12% +$12.1K
HEQ
2214
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$114K ﹤0.01%
7,273
-2,638
-27% -$41.7K
JJSF icon
2215
J&J Snack Foods
JJSF
$1.7B
$114K ﹤0.01%
856
+757
+765% +$93.4K
SCHO icon
2216
Schwab Short-Term US Treasury ETF
SCHO
$13B
$114K ﹤0.01%
4,554
+2,314
+103% +$58.5K
SKM icon
2217
SK Telecom
SKM
$14.1B
$114K ﹤0.01%
3,265
+193
+6% +$6.87K
CPE
2218
DELISTED
Callon Petroleum Company
CPE
$114K ﹤0.01%
736
+550
+296% +$84K
GHL
2219
DELISTED
Greenhill & Co., Inc.
GHL
$114K ﹤0.01%
4,123
-376
-8% -$9.69K
BKS
2220
DELISTED
Barnes & Noble
BKS
$114K ﹤0.01%
10,237
+19
+0.2% +$218
AES.PRC.CL
2221
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$114K ﹤0.01%
2,253
– –
DTH icon
2222
WisdomTree International High Dividend Fund
DTH
$661M
$113K ﹤0.01%
2,991
-1,321
-31% -$49.7K
HDGE icon
2223
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.2M
$113K ﹤0.01%
1,217
+826
+211% +$78.6K
HIX
2224
Western Asset High Income Fund II
HIX
$355M
$113K ﹤0.01%
15,998
-444
-3% -$3.11K
SSO icon
2225
ProShares Ultra S&P500
SSO
$8.51B
$113K ﹤0.01%
11,904
-2,456
-17% -$22.2K
87 88
89
90 91

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.