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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRIM icon
2176
Northrim BanCorp
NRIM
$606M
$298K ﹤0.01%
30,076
– –
PHT
2177
DELISTED
Pioneer High Income Fund
PHT
$298K ﹤0.01%
32,267
+613
+2% +$5.66K
SCIU
2178
DELISTED
Global X Scientific Beta US ETF
SCIU
$298K ﹤0.01%
8,851
+5
+0.1% +$166
SDAG
2179
DELISTED
IQ Short Duration Enhanced Core Bond U.S. ETF
SDAG
$297K ﹤0.01%
11,583
– –
BRKR icon
2180
Bruker
BRKR
$8.79B
$296K ﹤0.01%
6,738
+1,471
+28% +$65.9K
JHI
2181
John Hancock Investors Trust
JHI
$118M
$296K ﹤0.01%
17,418
-171
-1% -$2.9K
EPI icon
2182
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$295K ﹤0.01%
12,349
+1,146
+10% +$27.5K
RGA icon
2183
Reinsurance Group of America
RGA
$16.3B
$295K ﹤0.01%
1,848
-194
-10% -$30.1K
RSPD icon
2184
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$334M
$295K ﹤0.01%
8,451
-2,658
-24% -$91.3K
NBIS
2185
Nebius Group N.V.
NBIS
$75.5B
$295K ﹤0.01%
8,382
+1,094
+15% +$41.3K
SRPT icon
2186
Sarepta Therapeutics
SRPT
$1.91B
$294K ﹤0.01%
3,897
+1,678
+76% +$198K
QLTA icon
2187
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
$293K ﹤0.01%
5,342
-471
-8% -$25.6K
RSPG icon
2188
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$606M
$293K ﹤0.01%
6,616
-7,923
-54% -$359K
CIZ
2189
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$293K ﹤0.01%
9,355
-431
-4% -$13.4K
GAP
2190
The Gap Inc
GAP
$7.42B
$292K ﹤0.01%
16,877
-157
-0.9% -$2.79K
IBDC
2191
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$292K ﹤0.01%
11,158
+2,614
+31% +$68.2K
DIV icon
2192
Global X SuperDividend US ETF
DIV
$786M
$291K ﹤0.01%
12,358
-1,712
-12% -$39.1K
MTG icon
2193
MGIC Investment
MTG
$6.39B
$291K ﹤0.01%
23,187
+3,769
+19% +$48.7K
CRBN icon
2194
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.19B
$290K ﹤0.01%
2,412
+397
+20% +$47.4K
ERIC icon
2195
Ericsson
ERIC
$33.6B
$290K ﹤0.01%
36,356
+9,402
+35% +$80.2K
JMF
2196
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$290K ﹤0.01%
33,667
+17,455
+108% +$152K
SWN
2197
DELISTED
Southwestern Energy Company
SWN
$289K ﹤0.01%
149,407
+14,400
+11% +$30.9K
AA icon
2198
Alcoa
AA
$13.2B
$288K ﹤0.01%
14,370
+226
+2% +$4.7K
FDM icon
2199
First Trust Dow Jones Select MicroCap Index Fund
FDM
$273M
$288K ﹤0.01%
6,292
+180
+3% +$8.1K
IBP icon
2200
Installed Building Products
IBP
$6.39B
$288K ﹤0.01%
5,015
-721
-13% -$40.5K
86 87
88
89 90

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.