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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDS icon
2151
Dillards
DDS
$9.59B
$35K ﹤0.01%
360
+7
+2% +$606
ENOV icon
2152
Enovis
ENOV
$1.48B
$35K ﹤0.01%
+320
New +$32K
EXPO icon
2153
Exponent
EXPO
$3.24B
$35K ﹤0.01%
1,832
+4
+0.2% +$76
FIVE icon
2154
Five Below
FIVE
$13.4B
$35K ﹤0.01%
810
+510
+170% +$24.5K
HLIT icon
2155
Harmonic Inc
HLIT
$1.42B
$35K ﹤0.01%
4,773
-191
-4% -$1.42K
IBN icon
2156
ICICI Bank
IBN
$106B
$35K ﹤0.01%
5,170
-10,533
-67% -$67.3K
IWX icon
2157
iShares Russell Top 200 Value ETF
IWX
$4.04B
$35K ﹤0.01%
874
+274
+46% +$10.6K
MSB
2158
Mesabi Trust
MSB
$305M
$35K ﹤0.01%
1,590
– –
RH icon
2159
RH
RH
$3.4B
$35K ﹤0.01%
519
+200
+63% +$13.7K
RWJ icon
2160
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$35K ﹤0.01%
1,959
– –
SNPS icon
2161
Synopsys
SNPS
$78.8B
$35K ﹤0.01%
874
-2
-0.2% -$75
SPTM icon
2162
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$35K ﹤0.01%
1,494
– –
TECK icon
2163
Teck Resources
TECK
$31.3B
$35K ﹤0.01%
1,355
-352
-21% -$9.09K
TYG
2164
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$35K ﹤0.01%
184
-275
-60% -$51.8K
WCC
2165
WESCO International
WCC
$17.5B
$35K ﹤0.01%
397
– –
DS
2166
DELISTED
Drive Shack Inc.
DS
$35K ﹤0.01%
6,712
-429
-6% -$2.16K
MEN
2167
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$35K ﹤0.01%
3,387
– –
BAF
2168
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$35K ﹤0.01%
2,727
+57
+2% +$731
HCR
2169
DELISTED
Hi-Crush Inc. Common Stock
HCR
$35K ﹤0.01%
+910
New +$28.7K
CLD
2170
DELISTED
Cloud Peak Energy Inc
CLD
$35K ﹤0.01%
1,969
+1,500
+320% +$24.4K
LKM
2171
DELISTED
Link Motion Inc.
LKM
$35K ﹤0.01%
2,400
-18,850
-89% -$280K
EVEP
2172
DELISTED
EV Energy Partners, L.P.
EVEP
$35K ﹤0.01%
1,037
– –
BCS.PR.CL
2173
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$35K ﹤0.01%
1,459
-1,711
-54% -$41.8K
MHR
2174
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$35K ﹤0.01%
4,864
-160
-3% -$1.13K
HK
2175
DELISTED
Halcon Resources Corporation
HK
$35K ﹤0.01%
52
+25
+93% +$19.4K
85 86
87
88 89

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.