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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
2151
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$31K ﹤0.01%
2,373
-210
-8% -$2.7K
PNI
2152
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$31K ﹤0.01%
2,762
– –
TK icon
2153
Teekay
TK
$1.06B
$31K ﹤0.01%
725
– –
TTSH
2154
DELISTED
Tile Shop Holdings
TTSH
$31K ﹤0.01%
+1,056
New +$29.2K
VMBS icon
2155
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$31K ﹤0.01%
601
+150
+33% +$7.64K
ROIC
2156
DELISTED
Retail Opportunity Investments Corp.
ROIC
$31K ﹤0.01%
2,227
-30
-1% -$408
MFL
2157
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$31K ﹤0.01%
2,380
-501
-17% -$6.41K
CHKR
2158
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$31K ﹤0.01%
2,300
– –
WMW
2159
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$31K ﹤0.01%
1,700
– –
GGP
2160
DELISTED
GGP Inc.
GGP
$31K ﹤0.01%
1,602
-113
-7% -$2.27K
SZYM
2161
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$31K ﹤0.01%
2,850
+300
+12% +$3.42K
CKSW
2162
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$31K ﹤0.01%
5,117
-1,989
-28% -$13.8K
MWV
2163
DELISTED
MEADWESTVACO CORP
MWV
$31K ﹤0.01%
834
-515
-38% -$19K
OILT
2164
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$31K ﹤0.01%
+1,200
New +$29.5K
UFS
2165
DELISTED
DOMTAR CORPORATION (New)
UFS
$31K ﹤0.01%
732
-54
-7% -$1.92K
BZM
2166
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$31K ﹤0.01%
2,393
+33
+1% +$434
PSAU
2167
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$31K ﹤0.01%
1,400
– –
KMI.WS
2168
DELISTED
Kinder Morgan Inc
KMI.WS
$31K ﹤0.01%
6,223
-366
-6% -$1.93K
MHR
2169
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$31K ﹤0.01%
5,024
+355
+8% +$1.61K
ATMP icon
2170
iPath Select MLP ETN
ATMP
$640M
$30K ﹤0.01%
1,165
– –
BRKR icon
2171
Bruker
BRKR
$8.83B
$30K ﹤0.01%
1,474
– –
CLH icon
2172
Clean Harbors
CLH
$16.9B
$30K ﹤0.01%
533
-416
-44% -$23.2K
GVA icon
2173
Granite Construction
GVA
$5.41B
$30K ﹤0.01%
974
+542
+125% +$16.4K
LTC
2174
LTC Properties
LTC
$2.1B
$30K ﹤0.01%
777
+440
+131% +$16.7K
ORI icon
2175
Old Republic International
ORI
$10.3B
$30K ﹤0.01%
1,864
-92
-5% -$1.32K
85 86
87
88 89

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.