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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRE
2126
DELISTED
Veris Residential
VRE
$128K ﹤0.01%
4,493
+39
+0.9% +$1.04K
WRB icon
2127
W.R. Berkley
WRB
$25.9B
$128K ﹤0.01%
6,757
+463
+7% +$8.31K
CXH
2128
DELISTED
MFS Investment Grade Municipal Trust
CXH
$127K ﹤0.01%
13,547
-1,018
-7% -$9.89K
GORO icon
2129
Goldgroup Mining Inc.
GORO
$211M
$127K ﹤0.01%
28,796
+1
+0% +$5
JNPR
2130
DELISTED
Juniper Networks
JNPR
$127K ﹤0.01%
4,517
+2,868
+174% +$74.8K
MLPX icon
2131
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
$127K ﹤0.01%
2,846
-772
-21% -$34K
WABC icon
2132
Westamerica Bancorp
WABC
$1.38B
$127K ﹤0.01%
2,148
-321
-13% -$18.2K
TEN
2133
Tsakos Energy Navigation Ltd
TEN
$1.18B
$127K ﹤0.01%
5,422
-438
-7% -$10.3K
DRH icon
2134
Diamondrock Hospitality Co
DRH
$2.5B
$126K ﹤0.01%
10,950
+7,500
+217% +$75.8K
INDB icon
2135
Independent Bank
INDB
$4.05B
$126K ﹤0.01%
1,784
+1
+0.1% +$61
NIE
2136
Virtus Equity & Convertible Income Fund
NIE
$738M
$126K ﹤0.01%
6,841
-2,309
-25% -$42.6K
NRK icon
2137
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$126K ﹤0.01%
9,819
– –
SCI icon
2138
Service Corp International
SCI
$11.5B
$126K ﹤0.01%
4,463
+812
+22% +$21.6K
TDG icon
2139
TransDigm Group
TDG
$68.3B
$126K ﹤0.01%
499
+18
+4% +$4.73K
THD icon
2140
iShares MSCI Thailand ETF
THD
$354M
$126K ﹤0.01%
1,742
+239
+16% +$17.1K
LGF.A
2141
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$126K ﹤0.01%
+4,709
New +$127K
PDCE
2142
DELISTED
PDC Energy, Inc.
PDCE
$126K ﹤0.01%
1,852
-19
-1% -$1.31K
SBNY
2143
DELISTED
Signature Bank
SBNY
$126K ﹤0.01%
842
+96
+13% +$13.1K
CCS icon
2144
Century Communities
CCS
$2B
$125K ﹤0.01%
5,950
+1,850
+45% +$38.4K
RACE icon
2145
Ferrari
RACE
$72.5B
$125K ﹤0.01%
2,149
+128
+6% +$6.98K
SNX icon
2146
TD Synnex
SNX
$20.4B
$125K ﹤0.01%
2,088
-98
-4% -$5.56K
WCN
2147
Waste Connections
WCN
$41.6B
$125K ﹤0.01%
2,378
+606
+34% +$30.6K
ZBRA icon
2148
Zebra Technologies
ZBRA
$17.9B
$125K ﹤0.01%
1,448
-620
-30% -$46K
CHDN icon
2149
Churchill Downs
CHDN
$6.2B
$124K ﹤0.01%
4,950
-132
-3% -$3.23K
ELS icon
2150
Equity Lifestyle Properties
ELS
$12.4B
$124K ﹤0.01%
3,436
-916
-21% -$32.7K
84 85
86
87 88

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.