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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETSY icon
2101
Etsy
ETSY
$7.32B
$327K ﹤0.01%
5,799
+316
+6% +$18.6K
WEN icon
2102
Wendy's
WEN
$1.63B
$327K ﹤0.01%
16,392
+3,106
+23% +$61.9K
ALLE icon
2103
Allegion
ALLE
$14B
$326K ﹤0.01%
3,150
-95
-3% -$9.69K
HP icon
2104
Helmerich & Payne
HP
$4.42B
$326K ﹤0.01%
8,124
+251
+3% +$11.1K
MCR
2105
DELISTED
MFS Charter Income Trust
MCR
$326K ﹤0.01%
39,283
-7,617
-16% -$63.1K
WHLRP
2106
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.5M
$326K ﹤0.01%
27,481
– –
IPGP icon
2107
IPG Photonics
IPGP
$3.64B
$325K ﹤0.01%
2,394
+192
+9% +$25.4K
REXR icon
2108
Rexford Industrial Realty
REXR
$8.09B
$324K ﹤0.01%
7,355
+1,936
+36% +$82.8K
DDS icon
2109
Dillards
DDS
$8.93B
$323K ﹤0.01%
4,880
+2,208
+83% +$141K
FCT
2110
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$323K ﹤0.01%
26,981
+97
+0.4% +$1.15K
KBH icon
2111
KB Home
KBH
$3.43B
$322K ﹤0.01%
9,477
+3,634
+62% +$102K
HTLF
2112
DELISTED
Heartland Financial USA, Inc.
HTLF
$322K ﹤0.01%
7,199
-164
-2% -$7.31K
MPAA icon
2113
Motorcar Parts of America
MPAA
$234M
$321K ﹤0.01%
18,980
– –
VPV icon
2114
Invesco Pennsylvania Value Municipal Income Trust
VPV
$202M
$321K ﹤0.01%
24,622
+7,053
+40% +$92.9K
FOXF icon
2115
Fox Factory Holding Corp
FOXF
$880M
$320K ﹤0.01%
5,140
+1,690
+49% +$125K
RYN icon
2116
Rayonier
RYN
$6.5B
$320K ﹤0.01%
12,492
+2,710
+28% +$69.4K
RNDM
2117
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$320K ﹤0.01%
6,406
+631
+11% +$31.5K
AZPN
2118
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$320K ﹤0.01%
2,600
-199
-7% -$24.5K
FLTR icon
2119
VanEck IG Floating Rate ETF
FLTR
$3.04B
$319K ﹤0.01%
12,634
+101
+0.8% +$2.55K
CBU icon
2120
Community Bank
CBU
$3.47B
$318K ﹤0.01%
5,157
-15
-0.3% -$947
CGW icon
2121
Invesco S&P Global Water Index ETF
CGW
$1.06B
$318K ﹤0.01%
8,301
+570
+7% +$21.3K
SPXX icon
2122
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$318K ﹤0.01%
20,608
-2,755
-12% -$44.8K
TAST
2123
DELISTED
Carrols Restaurant Group, Inc.
TAST
$318K ﹤0.01%
38,349
+2,293
+6% +$19.2K
GT icon
2124
Goodyear
GT
$1.75B
$317K ﹤0.01%
22,057
+12,453
+130% +$166K
IGOV icon
2125
iShares International Treasury Bond ETF
IGOV
$1.53B
$317K ﹤0.01%
6,287
+2,882
+85% +$146K
83 84
85
86 87

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.