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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSEC icon
2101
VSE Corp
VSEC
$6.61B
$239K ﹤0.01%
8,000
– –
FBZ
2102
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$238K ﹤0.01%
+16,483
New +$218K
FNK icon
2103
First Trust Mid Cap Value AlphaDEX Fund
FNK
$233M
$238K ﹤0.01%
7,784
-4,154
-35% -$140K
SMMU icon
2104
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$238K ﹤0.01%
4,784
+1,310
+38% +$65.1K
CWST icon
2105
Casella Waste Systems
CWST
$5.78B
$237K ﹤0.01%
+8,308
New +$252K
ILCV icon
2106
iShares Morningstar Value ETF
ILCV
$1.36B
$237K ﹤0.01%
4,936
+12
+0.2% +$618
TIPZ icon
2107
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$237K ﹤0.01%
4,221
-3,463
-45% -$194K
ETB
2108
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$457M
$236K ﹤0.01%
17,519
-11,326
-39% -$171K
NYT icon
2109
New York Times
NYT
$10.5B
$236K ﹤0.01%
10,582
-2,243
-17% -$56.8K
SWX icon
2110
Southwest Gas
SWX
$6.71B
$236K ﹤0.01%
3,073
+176
+6% +$14.1K
FPL
2111
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$236K ﹤0.01%
31,237
+3,733
+14% +$32K
ICPT
2112
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$236K ﹤0.01%
2,355
-5,244
-69% -$544K
GOOS
2113
Canada Goose Holdings
GOOS
$850M
$235K ﹤0.01%
5,379
+2,355
+78% +$131K
IPGP icon
2114
IPG Photonics
IPGP
$3.61B
$235K ﹤0.01%
2,082
-1,027
-33% -$137K
OEFA
2115
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.6M
$235K ﹤0.01%
10,856
+427
+4% +$9.67K
POOL icon
2116
Pool Corp
POOL
$7.22B
$235K ﹤0.01%
1,577
+136
+9% +$20.4K
PXH icon
2117
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$235K ﹤0.01%
11,895
-17,580
-60% -$356K
BOUT icon
2118
CapForce IBD Breakout Opportunities ETF
BOUT
$15.6M
$234K ﹤0.01%
13,430
-11,300
-46% -$227K
CNOB icon
2119
Center Bancorp
CNOB
$1.8B
$234K ﹤0.01%
12,660
– –
XTL icon
2120
State Street SPDR S&P Telecom ETF
XTL
$560M
$234K ﹤0.01%
3,714
+718
+24% +$49.7K
VGR
2121
DELISTED
Vector Group Ltd.
VGR
$234K ﹤0.01%
35,741
-19,208
-35% -$162K
ECOL
2122
DELISTED
US Ecology, Inc.
ECOL
$234K ﹤0.01%
3,712
+2,514
+210% +$169K
WDR
2123
DELISTED
Waddell & Reed Financial, Inc.
WDR
$234K ﹤0.01%
12,908
+586
+5% +$11.4K
ONEV icon
2124
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$307M
$233K ﹤0.01%
3,449
+10
+0.3% +$721
EQC
2125
DELISTED
Equity Commonwealth
EQC
$233K ﹤0.01%
7,760
+2,240
+41% +$68.2K
83 84
85
86 87

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.