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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPO icon
2101
Exponent
EXPO
$3.24B
$33K ﹤0.01%
1,828
+4
+0.2% +$67
FXO icon
2102
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$33K ﹤0.01%
1,664
+534
+47% +$10.5K
OSIS icon
2103
OSI Systems
OSIS
$3.77B
$33K ﹤0.01%
447
-68
-13% -$4.83K
PALL icon
2104
abrdn Physical Palladium Shares ETF
PALL
$648M
$33K ﹤0.01%
2,305
+750
+48% +$10.6K
PMX
2105
DELISTED
PIMCO Municipal Income Fund III
PMX
$33K ﹤0.01%
3,200
-2,340
-42% -$24.2K
PSCE icon
2106
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$33K ﹤0.01%
145
-385
-73% -$82K
SPGP icon
2107
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$33K ﹤0.01%
+1,272
New +$32.8K
SUI icon
2108
Sun Communities
SUI
$14.6B
$33K ﹤0.01%
774
+61
+9% +$2.88K
VTWO icon
2109
Vanguard Russell 2000 ETF
VTWO
$17.5B
$33K ﹤0.01%
782
+600
+330% +$24.9K
MAGN
2110
Magnera Corp
MAGN
$433M
$33K ﹤0.01%
95
+7
+8% +$2.42K
KEF
2111
DELISTED
Korea Equity Fund
KEF
$33K ﹤0.01%
3,797
– –
BMR
2112
DELISTED
BIOMED REALTY TRUST INC
BMR
$33K ﹤0.01%
1,756
+1,659
+1,710% +$32.6K
AYN
2113
DELISTED
Alliance New York Income Fund
AYN
$33K ﹤0.01%
2,700
– –
XL
2114
DELISTED
XL Group Ltd.
XL
$33K ﹤0.01%
1,069
-361
-25% -$11.2K
LXK
2115
DELISTED
Lexmark Intl Inc
LXK
$33K ﹤0.01%
970
+689
+245% +$24.4K
ATR icon
2116
AptarGroup
ATR
$8.43B
$32K ﹤0.01%
524
– –
BDN
2117
Brandywine Realty Trust
BDN
$542M
$32K ﹤0.01%
2,411
– –
BIL icon
2118
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$32K ﹤0.01%
350
-1,684
-83% -$154K
ERII icon
2119
Energy Recovery
ERII
$399M
$32K ﹤0.01%
4,485
– –
EWT icon
2120
iShares MSCI Taiwan ETF
EWT
$11.6B
$32K ﹤0.01%
1,144
+150
+15% +$4.1K
EXP icon
2121
Eagle Materials
EXP
$6.41B
$32K ﹤0.01%
438
-287
-40% -$19.5K
GPRE icon
2122
Green Plains
GPRE
$1.09B
$32K ﹤0.01%
2,000
-2,250
-53% -$36.3K
MMD
2123
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$32K ﹤0.01%
+2,000
New +$32.7K
PSL icon
2124
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.1M
$32K ﹤0.01%
760
-100
-12% -$4.15K
RWJ icon
2125
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$32K ﹤0.01%
1,959
– –
83 84
85
86 87

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.