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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
P
2076
Everpure Inc
P
$39B
$138K ﹤0.01%
12,170
+5,720
+89% +$74.1K
SDS icon
2077
ProShares UltraShort S&P500
SDS
$365M
$138K ﹤0.01%
91
-1,400
-94% -$2.25M
ARRS
2078
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$138K ﹤0.01%
4,571
-544
-11% -$15.8K
DBV
2079
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$138K ﹤0.01%
5,565
+200
+4% +$5.05K
FSS icon
2080
Federal Signal
FSS
$7.71B
$137K ﹤0.01%
8,717
+7,636
+706% +$110K
PLAY icon
2081
Dave & Buster's
PLAY
$361M
$137K ﹤0.01%
2,424
+170
+8% +$7.9K
WATT icon
2082
Energous
WATT
$93.4M
$137K ﹤0.01%
14
+9
+180% +$86.1K
FSTR icon
2083
Foster
FSTR
$405M
$136K ﹤0.01%
10,002
– –
MNRO icon
2084
Monro
MNRO
$359M
$136K ﹤0.01%
2,379
-941
-28% -$54.2K
SBH icon
2085
Sally Beauty Holdings
SBH
$1.55B
$136K ﹤0.01%
5,274
+14
+0.3% +$369
STML
2086
DELISTED
Stemline Therapeutics, Inc.
STML
$136K ﹤0.01%
12,694
+11,300
+811% +$137K
HPI
2087
John Hancock Preferred Income Fund
HPI
$434M
$135K ﹤0.01%
6,642
-76
-1% -$1.55K
PMM
2088
Franklin Managed Municipal Income Trust
PMM
$270M
$135K ﹤0.01%
19,107
+2,424
+15% +$17.8K
TREX icon
2089
Trex
TREX
$5.05B
$135K ﹤0.01%
8,400
-940
-10% -$14.7K
BWLD
2090
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$135K ﹤0.01%
875
-717
-45% -$111K
MSGS icon
2091
Madison Square Garden
MSGS
$9.97B
$134K ﹤0.01%
1,094
-53
-5% -$6.43K
SCHC icon
2092
Schwab International Small-Cap Equity ETF
SCHC
$5.69B
$134K ﹤0.01%
4,612
+1,067
+30% +$31.5K
WFT
2093
DELISTED
Weatherford International plc
WFT
$134K ﹤0.01%
26,868
+7,747
+41% +$40.5K
CLC
2094
DELISTED
Clarcor
CLC
$134K ﹤0.01%
1,840
+213
+13% +$15K
EXP icon
2095
Eagle Materials
EXP
$6.47B
$133K ﹤0.01%
1,373
+113
+9% +$10.1K
GNR icon
2096
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$133K ﹤0.01%
3,235
+334
+12% +$13.4K
INCY icon
2097
Incyte
INCY
$24.5B
$133K ﹤0.01%
1,322
+22
+2% +$2.15K
RODM icon
2098
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$133K ﹤0.01%
5,542
+2,227
+67% +$53.4K
USIG icon
2099
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$133K ﹤0.01%
2,446
-24
-1% -$1.33K
VSAT icon
2100
Viasat
VSAT
$12B
$133K ﹤0.01%
2,010
-1,190
-37% -$85.3K
82 83
84
85 86

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.