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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
2051
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$100K ﹤0.01%
4,464
+4,353
+3,922% +$99.4K
TEI
2052
Templeton Emerging Markets Income Fund
TEI
$322M
$100K ﹤0.01%
10,109
-7,014
-41% -$70K
TT icon
2053
Trane Technologies
TT
$105B
$100K ﹤0.01%
1,819
+97
+6% +$5.46K
WIP icon
2054
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$100K ﹤0.01%
2,003
-906
-31% -$47.3K
LHCG
2055
DELISTED
LHC Group LLC
LHCG
$100K ﹤0.01%
2,217
+197
+10% +$9K
ZIXI
2056
DELISTED
Zix Corporation
ZIXI
$100K ﹤0.01%
19,600
-1,300
-6% -$6.66K
CBB
2057
DELISTED
Cincinnati Bell Inc.
CBB
$100K ﹤0.01%
5,540
-3
-0.1% -$54
ABEV icon
2058
Ambev
ABEV
$43.3B
$99K ﹤0.01%
22,172
-1,222
-5% -$5.97K
ASML icon
2059
ASML
ASML
$710B
$99K ﹤0.01%
1,115
+63
+6% +$5.74K
BXP icon
2060
Boston Properties
BXP
$11.1B
$99K ﹤0.01%
780
-31
-4% -$3.86K
JNPR
2061
DELISTED
Juniper Networks
JNPR
$99K ﹤0.01%
3,592
+1,018
+40% +$30.1K
NTAP icon
2062
NetApp
NTAP
$40.1B
$99K ﹤0.01%
3,760
+150
+4% +$4.69K
SPHB icon
2063
Invesco S&P 500 High Beta ETF
SPHB
$960M
$99K ﹤0.01%
3,385
-8,175
-71% -$250K
TREE icon
2064
LendingTree
TREE
$457M
$99K ﹤0.01%
1,114
+890
+397% +$91.6K
XNCR icon
2065
Xencor
XNCR
$1.7B
$99K ﹤0.01%
6,760
+160
+2% +$2.15K
CONN
2066
DELISTED
Conn's Inc.
CONN
$99K ﹤0.01%
4,222
+22
+0.5% +$521
NFX
2067
DELISTED
Newfield Exploration
NFX
$99K ﹤0.01%
3,058
+1,419
+87% +$52.9K
DOC
2068
DELISTED
PHYSICIANS REALTY TRUST
DOC
$99K ﹤0.01%
5,913
+1,676
+40% +$26.7K
NXC
2069
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$98K ﹤0.01%
6,263
+869
+16% +$13.5K
PIE icon
2070
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$98K ﹤0.01%
6,296
-708
-10% -$11.1K
UNFI icon
2071
United Natural Foods
UNFI
$2.93B
$98K ﹤0.01%
2,490
+233
+10% +$10.9K
XHS icon
2072
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$98K ﹤0.01%
1,714
-76
-4% -$4.39K
CAJ
2073
DELISTED
Canon, Inc.
CAJ
$98K ﹤0.01%
3,268
+443
+16% +$13.5K
CLGX
2074
DELISTED
Corelogic, Inc.
CLGX
$98K ﹤0.01%
2,883
-14
-0.5% -$523
NNC
2075
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$98K ﹤0.01%
+7,500
New +$96.6K
81 82
83
84 85

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.