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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
$0
Cap. Flow
-$16M
Cap. Flow %
-0.15%
Top 10 Hldgs %
13.12%
Holding
5,251
New
3
Increased
11
Reduced
33
Closed
–

Top Buys

Rank Stock Value
1
QID icon
ProShares UltraShort QQQ
QID
+$2.09M
2
WIN
Windstream Holdings Inc
WIN
+$523K
3
DOG
ProShares Short Dow30
DOG
+$308K
4
MDR
McDermott International
MDR
+$283K
5
MYY icon
ProShares Short MidCap400
MYY
+$191K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$5.99M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.22M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.46M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.36M
5
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.21M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MWA icon
2026
Mueller Water Products
MWA
$3.98B
$259K ﹤0.01%
23,845
– –
OPP
2027
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$192M
$259K ﹤0.01%
14,674
– –
SPCB icon
2028
SuperCom
SPCB
$70.3M
$259K ﹤0.01%
474
– –
TROX icon
2029
Tronox
TROX
$958M
$259K ﹤0.01%
14,030
– –
OHAI
2030
DELISTED
OHA Investment Corporation
OHAI
$259K ﹤0.01%
184,804
– –
FGM icon
2031
First Trust Germany AlphaDEX Fund
FGM
$98.4M
$258K ﹤0.01%
5,252
– –
NRG icon
2032
NRG Energy
NRG
$25.2B
$258K ﹤0.01%
8,442
– –
PCK
2033
DELISTED
Pimco California Municipal Income Fund II
PCK
$258K ﹤0.01%
31,406
– –
DSU icon
2034
BlackRock Debt Strategies Fund
DSU
$600M
$257K ﹤0.01%
22,129
– –
RFI
2035
Cohen & Steers Total Return Realty Fund
RFI
$309M
$257K ﹤0.01%
21,595
– –
SWN
2036
DELISTED
Southwestern Energy Company
SWN
$257K ﹤0.01%
59,402
– –
BBH icon
2037
VanEck Biotech ETF
BBH
$428M
$256K ﹤0.01%
2,124
– –
EWN icon
2038
iShares MSCI Netherlands ETF
EWN
$735M
$256K ﹤0.01%
8,021
– –
PNFP icon
2039
Pinnacle Financial Partners Inc
PNFP
$16.2B
$256K ﹤0.01%
3,993
– –
STLA icon
2040
Stellantis
STLA
$20.2B
$256K ﹤0.01%
12,542
– –
ADX icon
2041
Adams Diversified Equity Fund
ADX
$3.3B
$255K ﹤0.01%
17,295
– –
ALLE icon
2042
Allegion
ALLE
$14.2B
$255K ﹤0.01%
2,999
– –
CQQQ icon
2043
Invesco China Technology ETF
CQQQ
$3.19B
$255K ﹤0.01%
4,253
– –
WDR
2044
DELISTED
Waddell & Reed Financial, Inc.
WDR
$255K ﹤0.01%
12,638
– –
CHK.PRD
2045
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$255K ﹤0.01%
5,177
– –
TDTF icon
2046
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$254K ﹤0.01%
10,260
– –
GMZ
2047
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$254K ﹤0.01%
4,679
– –
AZPN
2048
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$254K ﹤0.01%
3,226
– –
FLXS icon
2049
Flexsteel Industries
FLXS
$303M
$253K ﹤0.01%
6,397
– –
MYI icon
2050
BlackRock MuniYield Quality Fund III
MYI
$723M
$253K ﹤0.01%
20,045
– –
80 81
82
83 84

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2018 Portfolio in Review

As of Q2 2018, Ladenburg Thalmann Financial Services held 5,251 positions worth $10.7B, unchanged from the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Trading was light in Q2 2018: portfolio turnover was 0.06%. Ladenburg Thalmann Financial Services opened 3 new positions and made no exits, leaving the 5,251-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, unchanged from a quarter earlier, followed by Financials and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2018 buy was InVivo Therapeutics Holdings Corp: 7 shares worth $3K.
  • Ladenburg Thalmann Financial Services added most to ProShares UltraShort QQQ in Q2 2018, an estimated $2.09M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2018 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $5.99M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q2 2018.
  • Ladenburg Thalmann Financial Services opened 3 new positions and closed 0 in Q2 2018.
  • Ladenburg Thalmann Financial Services's portfolio value was unchanged quarter-over-quarter at $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2018, filed 15 Aug 2018.