We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.33%
2 Financials 5.72%
3 Industrials 4.3%
4 Healthcare 4.03%
5 Consumer Discretionary 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLR icon
2001
Fluor
FLR
$7.1B
$332K ﹤0.01%
9,001
-254
-3% -$9.28K
IVOV icon
2002
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$332K ﹤0.01%
5,542
+252
+5% +$14.9K
NOAH
2003
Noah Holdings
NOAH
$584M
$332K ﹤0.01%
6,850
+5,850
+585% +$284K
NUMV icon
2004
Nuveen ESG Mid-Cap Value ETF
NUMV
$460M
$332K ﹤0.01%
12,199
+200
+2% +$5.3K
HMC icon
2005
Honda
HMC
$40.8B
$331K ﹤0.01%
12,141
+967
+9% +$27.1K
KNSL icon
2006
Kinsale Capital Group
KNSL
$8.6B
$331K ﹤0.01%
4,843
+3,678
+316% +$230K
TDC icon
2007
Teradata
TDC
$2.59B
$331K ﹤0.01%
7,552
+1,984
+36% +$89.1K
ICPT
2008
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$331K ﹤0.01%
2,958
+603
+26% +$65.9K
CBPX
2009
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$331K ﹤0.01%
13,371
+504
+4% +$13.3K
JELD icon
2010
JELD-WEN Holding
JELD
$166M
$330K ﹤0.01%
18,693
+923
+5% +$16.6K
JRS icon
2011
Nuveen Real Estate Income Fund
JRS
$247M
$330K ﹤0.01%
31,880
-35,503
-53% -$352K
UPW icon
2012
ProShares Ultra Utilities
UPW
$16.9M
$330K ﹤0.01%
23,052
-236
-1% -$3.08K
VTHR icon
2013
Vanguard Russell 3000 ETF
VTHR
$4.88B
$329K ﹤0.01%
2,542
+707
+39% +$88.1K
IGA
2014
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$328K ﹤0.01%
30,528
-500
-2% -$5.09K
CNSL
2015
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$328K ﹤0.01%
30,051
-5,370
-15% -$56.1K
AFB
2016
AllianceBernstein National Municipal Income Fund
AFB
$320M
$327K ﹤0.01%
25,254
+1,076
+4% +$13.6K
DMF
2017
DELISTED
BNY Mellon Municipal Income
DMF
$327K ﹤0.01%
38,880
-13,049
-25% -$105K
FNK icon
2018
First Trust Mid Cap Value AlphaDEX Fund
FNK
$233M
$326K ﹤0.01%
9,437
+1,653
+21% +$56.5K
INBK icon
2019
First Internet Bancorp
INBK
$255M
$326K ﹤0.01%
16,857
+16,044
+1,973% +$338K
MFM
2020
Aberdeen Municipal Income Fund
MFM
$225M
$326K ﹤0.01%
47,066
+74
+0.2% +$494
FAB icon
2021
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$325K ﹤0.01%
6,039
+421
+7% +$22.4K
RC
2022
Ready Capital
RC
$299M
$325K ﹤0.01%
22,175
-4,175
-16% -$63.8K
RGEN icon
2023
Repligen
RGEN
$9.39B
$325K ﹤0.01%
5,488
+368
+7% +$21.2K
SCHR
2024
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$325K ﹤0.01%
12,052
+3,458
+40% +$91.7K
UNM icon
2025
Unum
UNM
$14.8B
$325K ﹤0.01%
9,424
+988
+12% +$34.4K
79 80
81
82 83

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.