We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
1951
Home BancShares
HOMB
$6.22B
$279K ﹤0.01%
12,015
+1,714
+17% +$40K
SKM icon
1952
SK Telecom
SKM
$12.9B
$279K ﹤0.01%
6,054
+3,372
+126% +$147K
TDTT icon
1953
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$279K ﹤0.01%
11,457
-2,274
-17% -$55.7K
UBNK
1954
DELISTED
United Financial Bancorp, Inc.
UBNK
$279K ﹤0.01%
15,839
+11,244
+245% +$205K
BPT
1955
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$278K ﹤0.01%
13,841
+882
+7% +$17.9K
MAT icon
1956
Mattel
MAT
$4.29B
$278K ﹤0.01%
18,027
-10,812
-37% -$171K
VTHR icon
1957
Vanguard Russell 3000 ETF
VTHR
$4.84B
$278K ﹤0.01%
2,262
+7
+0.3% +$837
MFD
1958
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$278K ﹤0.01%
22,386
-8,433
-27% -$109K
AIA icon
1959
iShares Asia 50 ETF
AIA
$4.95B
$277K ﹤0.01%
4,198
-6,106
-59% -$397K
CII icon
1960
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$277K ﹤0.01%
16,876
-5,815
-26% -$92.5K
ADX icon
1961
Adams Diversified Equity Fund
ADX
$3.28B
$276K ﹤0.01%
18,306
+2,821
+18% +$43.1K
CUT icon
1962
Invesco MSCI Global Timber ETF
CUT
$33.6M
$276K ﹤0.01%
8,655
+2,005
+30% +$62.5K
EWA icon
1963
iShares MSCI Australia ETF
EWA
$1.46B
$275K ﹤0.01%
11,895
+38
+0.3% +$867
ISCG icon
1964
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$275K ﹤0.01%
9,204
-240
-3% -$7.01K
LEA icon
1965
Lear
LEA
$8.12B
$275K ﹤0.01%
1,555
+349
+29% +$61.2K
LTPZ icon
1966
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
$275K ﹤0.01%
3,969
+3,424
+628% +$231K
SWN
1967
DELISTED
Southwestern Energy Company
SWN
$275K ﹤0.01%
49,292
+7,332
+17% +$42.6K
FLIR
1968
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$275K ﹤0.01%
5,901
+1,138
+24% +$52K
XLKS
1969
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$275K ﹤0.01%
3,598
+581
+19% +$44.4K
BBVA icon
1970
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$274K ﹤0.01%
32,235
+6,036
+23% +$51.4K
NKTR icon
1971
Nektar Therapeutics
NKTR
$2.55B
$274K ﹤0.01%
307
+39
+15% +$23.1K
TDC icon
1972
Teradata
TDC
$2.5B
$274K ﹤0.01%
7,124
-248
-3% -$8.87K
TOK icon
1973
iShares MSCI Kokusai Fund
TOK
$257M
$273K ﹤0.01%
4,221
-122
-3% -$7.81K
GFI icon
1974
Gold Fields
GFI
$36B
$272K ﹤0.01%
63,250
-8,600
-12% -$34.7K
PIE icon
1975
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$272K ﹤0.01%
13,243
+3,687
+39% +$73.3K
77 78
79
80 81

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.