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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWT icon
1901
California Water Service
CWT
$3.09B
$302K ﹤0.01%
6,643
-114
-2% -$4.91K
IGD
1902
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
$302K ﹤0.01%
39,011
+3,946
+11% +$31.3K
AME icon
1903
Ametek
AME
$58.8B
$301K ﹤0.01%
4,164
+1,552
+59% +$108K
NXN
1904
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$301K ﹤0.01%
22,067
+4,252
+24% +$58.5K
NBD
1905
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$301K ﹤0.01%
13,059
+723
+6% +$16.3K
AMTD
1906
DELISTED
TD Ameritrade Holding Corp
AMTD
$300K ﹤0.01%
5,854
+1,063
+22% +$53.1K
MYC
1907
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$299K ﹤0.01%
20,200
+11,050
+121% +$168K
HTLF
1908
DELISTED
Heartland Financial USA, Inc.
HTLF
$297K ﹤0.01%
5,533
+1,104
+25% +$55.8K
HPF
1909
John Hancock Preferred Income Fund II
HPF
$345M
$294K ﹤0.01%
13,700
+53
+0.4% +$1.14K
ABMD
1910
DELISTED
Abiomed Inc
ABMD
$294K ﹤0.01%
1,565
+64
+4% +$11.9K
XMPT icon
1911
VanEck CEF Muni Income ETF
XMPT
$220M
$293K ﹤0.01%
11,023
-747
-6% -$20K
PDCO
1912
DELISTED
Patterson Companies, Inc.
PDCO
$293K ﹤0.01%
8,086
+5,747
+246% +$210K
GSBD icon
1913
Goldman Sachs BDC
GSBD
$1.09B
$292K ﹤0.01%
13,159
+2,005
+18% +$44.5K
MIDU icon
1914
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.2M
$292K ﹤0.01%
6,282
+79
+1% +$3.47K
EBIX
1915
DELISTED
Ebix Inc
EBIX
$292K ﹤0.01%
3,677
+376
+11% +$27.3K
GENZ
1916
VanEck Digital Native Economy ETF
GENZ
$17.7M
$291K ﹤0.01%
+6,249
New +$275K
BG icon
1917
Bunge Global
BG
$21.4B
$290K ﹤0.01%
4,330
+653
+18% +$44.4K
BSCP
1918
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$290K ﹤0.01%
13,973
+1,086
+8% +$22.5K
PBW icon
1919
Invesco WilderHill Clean Energy ETF
PBW
$463M
$289K ﹤0.01%
11,348
-633
-5% -$15.6K
TTWO icon
1920
Take-Two Interactive
TTWO
$46.8B
$289K ﹤0.01%
2,618
+925
+55% +$101K
USRT icon
1921
iShares Core US REIT ETF
USRT
$4.53B
$289K ﹤0.01%
5,815
+729
+14% +$36.3K
EBND icon
1922
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$288K ﹤0.01%
9,675
+4,389
+83% +$129K
TBF icon
1923
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$288K ﹤0.01%
13,164
-9,363
-42% -$208K
BMRN icon
1924
BioMarin Pharmaceuticals
BMRN
$13.5B
$287K ﹤0.01%
3,224
+600
+23% +$52.2K
HIO
1925
Western Asset High Income Opportunity Fund
HIO
$340M
$287K ﹤0.01%
56,511
+7,361
+15% +$37.2K
75 76
77
78 79

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.