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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEAV
1801
DELISTED
B/E Aerospace Inc
BEAV
$207K ﹤0.01%
3,427
-992
-22% -$57.1K
CGW icon
1802
Invesco S&P Global Water Index ETF
CGW
$1.06B
$206K ﹤0.01%
7,266
-174
-2% -$5.08K
EDC icon
1803
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$168M
$206K ﹤0.01%
3,878
+234
+6% +$13.4K
LSTR icon
1804
Landstar System
LSTR
$6.4B
$206K ﹤0.01%
2,579
+475
+23% +$36.9K
BQH
1805
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$206K ﹤0.01%
14,711
– –
BSE
1806
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$206K ﹤0.01%
15,706
– –
BFY
1807
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$205K ﹤0.01%
14,181
– –
ITB icon
1808
iShares US Home Construction ETF
ITB
$2.37B
$204K ﹤0.01%
7,409
+1,040
+16% +$28.2K
SABR icon
1809
Sabre
SABR
$892M
$204K ﹤0.01%
7,829
-4,421
-36% -$113K
COHR
1810
DELISTED
Coherent Inc
COHR
$204K ﹤0.01%
1,534
+158
+11% +$19.2K
ACNB icon
1811
ACNB Corp
ACNB
$660M
$203K ﹤0.01%
6,483
– –
CY
1812
DELISTED
Cypress Semiconductor
CY
$203K ﹤0.01%
17,748
-2,598
-13% -$28.5K
CGNX icon
1813
Cognex
CGNX
$10.4B
$202K ﹤0.01%
6,330
+572
+10% +$16.4K
CWT icon
1814
California Water Service
CWT
$3.1B
$202K ﹤0.01%
6,017
+814
+16% +$27K
VIXY icon
1815
ProShares VIX Short-Term Futures ETF
VIXY
$190M
$202K ﹤0.01%
30
+25
+500% +$200K
DBD
1816
DELISTED
Diebold Nixdorf Incorporated
DBD
$202K ﹤0.01%
8,003
-129
-2% -$3.04K
CEO
1817
DELISTED
CNOOC Limited
CEO
$202K ﹤0.01%
1,609
+46
+3% +$5.95K
AAP icon
1818
Advance Auto Parts
AAP
$3.46B
$201K ﹤0.01%
1,191
-180
-13% -$28.3K
DTRE icon
1819
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$201K ﹤0.01%
4,755
+8
+0.2% +$343
GPN icon
1820
Global Payments
GPN
$25.1B
$201K ﹤0.01%
2,847
-276
-9% -$19.8K
AMBA icon
1821
Ambarella
AMBA
$3.6B
$200K ﹤0.01%
3,702
-73
-2% -$4.4K
FCEF icon
1822
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.6M
$200K ﹤0.01%
+10,000
New +$197K
STNG icon
1823
Scorpio Tankers
STNG
$3.93B
$200K ﹤0.01%
4,420
– –
CS
1824
DELISTED
Credit Suisse Group
CS
$200K ﹤0.01%
13,964
-1,295
-8% -$18.1K
INVN
1825
DELISTED
Invensense Inc
INVN
$200K ﹤0.01%
15,590
-10,815
-41% -$92.4K
71 72
73
74 75

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.