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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUB.B
1801
DELISTED
HUBBELL INC CL-B
HUB.B
$116K ﹤0.01%
1,077
+701
+186% +$76.6K
AHD
1802
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$116K ﹤0.01%
3,732
+3,431
+1,140% +$107K
CACI icon
1803
CACI
CACI
$14.8B
$115K ﹤0.01%
1,345
+132
+11% +$10.7K
LYG icon
1804
Lloyds Banking Group
LYG
$90B
$115K ﹤0.01%
25,000
+4,378
+21% +$21.2K
NEA icon
1805
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$115K ﹤0.01%
8,381
+4,525
+117% +$61.8K
ONB icon
1806
Old National Bancorp
ONB
$10.4B
$115K ﹤0.01%
7,725
– –
SUSA icon
1807
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
$115K ﹤0.01%
2,656
+312
+13% +$13.1K
URA icon
1808
Global X Uranium ETF
URA
$6.31B
$115K ﹤0.01%
+5,048
New +$124K
ASRT
1809
DELISTED
Assertio
ASRT
$114K ﹤0.01%
118
+83
+237% +$75.8K
CX icon
1810
Cemex
CX
$16B
$114K ﹤0.01%
12,603
-6,048
-32% -$62.9K
DOG
1811
ProShares Short Dow30
DOG
$87.2M
$114K ﹤0.01%
1,218
-250
-17% -$24.1K
SPE
1812
Special Opportunities Fund
SPE
$145M
$114K ﹤0.01%
7,736
+4,721
+157% +$74.2K
CEO
1813
DELISTED
CNOOC Limited
CEO
$114K ﹤0.01%
827
+199
+32% +$29.8K
DSU icon
1814
BlackRock Debt Strategies Fund
DSU
$600M
$113K ﹤0.01%
10,144
+8,143
+407% +$91.6K
EXR icon
1815
Extra Space Storage
EXR
$31.6B
$113K ﹤0.01%
1,922
+322
+20% +$18.4K
KIM icon
1816
Kimco Realty
KIM
$16.4B
$113K ﹤0.01%
4,478
+625
+16% +$15.3K
WTM icon
1817
White Mountains Insurance
WTM
$5.11B
$113K ﹤0.01%
175
+14
+9% +$8.9K
NCA icon
1818
Nuveen California Municipal Value Fund
NCA
$304M
$112K ﹤0.01%
+10,625
New +$112K
UTHR icon
1819
United Therapeutics
UTHR
$21.5B
$112K ﹤0.01%
845
-206
-20% -$26.5K
CGRN
1820
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$112K ﹤0.01%
754
+4
+0.5% +$692
AKRX
1821
DELISTED
Akorn Inc
AKRX
$112K ﹤0.01%
3,010
-19,095
-86% -$737K
S
1822
DELISTED
Sprint Corporation
S
$112K ﹤0.01%
23,806
-5,155
-18% -$26.6K
LDP icon
1823
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$111K ﹤0.01%
+4,887
New +$117K
MDYG icon
1824
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$111K ﹤0.01%
2,802
+375
+15% +$14.4K
TPZ
1825
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$111K ﹤0.01%
4,309
+3,809
+762% +$103K
71 72
73
74 75

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.