We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMRN icon
1776
BioMarin Pharmaceuticals
BMRN
$13.6B
$402K ﹤0.01%
4,150
+472
+13% +$47.1K
PACW
1777
DELISTED
PacWest Bancorp
PACW
$401K ﹤0.01%
8,434
-598
-7% -$30.1K
QUS icon
1778
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.59B
$400K ﹤0.01%
4,788
+4,277
+837% +$349K
RGR icon
1779
Sturm, Ruger & Co
RGR
$600M
$400K ﹤0.01%
5,784
-4,444
-43% -$269K
UGI icon
1780
UGI
UGI
$7.53B
$400K ﹤0.01%
7,221
-590
-8% -$31.8K
EDIT icon
1781
Editas Medicine
EDIT
$432M
$399K ﹤0.01%
12,581
+2,267
+22% +$73.3K
AIA icon
1782
iShares Asia 50 ETF
AIA
$5.07B
$398K ﹤0.01%
6,375
+2,220
+53% +$138K
MXI icon
1783
iShares Global Materials ETF
MXI
$356M
$397K ﹤0.01%
5,899
+695
+13% +$46.6K
SPTN
1784
DELISTED
SpartanNash
SPTN
$397K ﹤0.01%
19,780
+1,926
+11% +$43.8K
XME icon
1785
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$397K ﹤0.01%
11,595
-34,816
-75% -$1.21M
MUS
1786
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$397K ﹤0.01%
34,314
+1,700
+5% +$20.4K
FLEX icon
1787
Flex
FLEX
$45.9B
$396K ﹤0.01%
40,016
+3,067
+8% +$32.1K
FRI icon
1788
First Trust S&P REIT Index Fund
FRI
$204M
$396K ﹤0.01%
17,029
+96
+0.6% +$2.27K
GLAD icon
1789
Gladstone Capital
GLAD
$452M
$396K ﹤0.01%
20,885
+14,963
+253% +$285K
RSPM icon
1790
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$396K ﹤0.01%
18,185
-37,790
-68% -$826K
NI icon
1791
NiSource
NI
$20.1B
$395K ﹤0.01%
15,843
-4,005
-20% -$106K
CUT icon
1792
Invesco MSCI Global Timber ETF
CUT
$33.5M
$393K ﹤0.01%
12,298
+1,706
+16% +$55.5K
ESS icon
1793
Essex Property Trust
ESS
$18.1B
$393K ﹤0.01%
1,597
-112
-7% -$27K
NEWT icon
1794
NewtekOne
NEWT
$370M
$393K ﹤0.01%
18,817
+14,667
+353% +$321K
RINF icon
1795
ProShares Inflation Expectations ETF
RINF
$18M
$393K ﹤0.01%
13,463
+12,708
+1,683% +$370K
WP
1796
DELISTED
Worldpay, Inc.
WP
$393K ﹤0.01%
3,877
+129
+3% +$11.8K
PHG icon
1797
Philips
PHG
$26.2B
$392K ﹤0.01%
11,094
-1,029
-8% -$35.2K
PIZ icon
1798
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$745M
$392K ﹤0.01%
14,322
-1,891
-12% -$52.6K
SRC
1799
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$392K ﹤0.01%
9,721
-1,212
-11% -$50.2K
MPAA icon
1800
Motorcar Parts of America
MPAA
$230M
$390K ﹤0.01%
+16,625
New +$387K
70 71
72
73 74

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.