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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAVI icon
1776
Navient
NAVI
$867M
$214K ﹤0.01%
13,029
+2,252
+21% +$35K
RGEN icon
1777
Repligen
RGEN
$9.45B
$214K ﹤0.01%
6,927
-650
-9% -$20.1K
SRET icon
1778
Global X SuperDividend REIT ETF
SRET
$230M
$214K ﹤0.01%
4,959
+2,288
+86% +$98.2K
DVA icon
1779
DaVita
DVA
$11.4B
$213K ﹤0.01%
3,298
-255
-7% -$15.9K
MLN icon
1780
VanEck Long Muni ETF
MLN
$684M
$213K ﹤0.01%
10,981
-5,667
-34% -$112K
RC
1781
Ready Capital
RC
$294M
$213K ﹤0.01%
15,840
-34,268
-68% -$463K
USRT icon
1782
iShares Core US REIT ETF
USRT
$4.63B
$213K ﹤0.01%
4,363
– –
ATHX
1783
DELISTED
Athersys, Inc. Common Stock
ATHX
$213K ﹤0.01%
5,556
-6
-0.1% -$264
OTTW
1784
DELISTED
Ottawa Bancorp, Inc. Common Stock
OTTW
$213K ﹤0.01%
+16,770
New +$201K
FCG icon
1785
First Trust Natural Gas ETF
FCG
$639M
$212K ﹤0.01%
8,096
-11,750
-59% -$304K
FCOM icon
1786
Fidelity MSCI Communication Services Index ETF
FCOM
$1.79B
$212K ﹤0.01%
6,613
+6,600
+50,769% +$199K
NHI icon
1787
National Health Investors
NHI
$3.5B
$212K ﹤0.01%
2,861
+182
+7% +$13.4K
NMFC icon
1788
New Mountain Finance
NMFC
$736M
$212K ﹤0.01%
15,030
+751
+5% +$10.4K
SPGI icon
1789
S&P Global
SPGI
$125B
$212K ﹤0.01%
1,940
-390
-17% -$46.6K
CYBR
1790
DELISTED
CyberArk
CYBR
$211K ﹤0.01%
4,641
-279
-6% -$13.6K
FTNT icon
1791
Fortinet
FTNT
$121B
$211K ﹤0.01%
34,080
+5,170
+18% +$32.3K
ILCV icon
1792
iShares Morningstar Value ETF
ILCV
$1.36B
$211K ﹤0.01%
4,486
-50
-1% -$2.26K
PNFP icon
1793
Pinnacle Financial Partners Inc
PNFP
$16.2B
$211K ﹤0.01%
3,038
+48
+2% +$2.9K
ISCG icon
1794
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.03B
$210K ﹤0.01%
8,694
-1,026
-11% -$24.4K
NIM icon
1795
Nuveen Select Maturities Municipal Fund
NIM
$116M
$210K ﹤0.01%
21,492
-3,498
-14% -$35.2K
PRN icon
1796
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$442M
$210K ﹤0.01%
4,192
+2,893
+223% +$141K
FF icon
1797
Future Fuel
FF
$249M
$209K ﹤0.01%
+15,001
New +$194K
ONEQ icon
1798
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$209K ﹤0.01%
9,900
-28,050
-74% -$587K
ESL
1799
DELISTED
Esterline Technologies
ESL
$208K ﹤0.01%
2,331
+616
+36% +$50.4K
AGZD icon
1800
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$207K ﹤0.01%
8,584
+2,762
+47% +$66.3K
70 71
72
73 74

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.