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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROUS icon
1776
Hartford Multifactor US Equity ETF
ROUS
$734M
$134K ﹤0.01%
5,866
-634
-10% -$15.1K
SCI icon
1777
Service Corp International
SCI
$11.5B
$134K ﹤0.01%
4,920
-151
-3% -$4.46K
UNM icon
1778
Unum
UNM
$14.5B
$134K ﹤0.01%
4,139
+124
+3% +$4.27K
GPOR
1779
DELISTED
Gulfport Energy Corp.
GPOR
$134K ﹤0.01%
4,488
+1,050
+31% +$36.2K
ESV
1780
DELISTED
Ensco Rowan plc
ESV
$134K ﹤0.01%
2,388
-142
-6% -$9.78K
ACAS
1781
DELISTED
American Capital Ltd
ACAS
$134K ﹤0.01%
11,044
-15,750
-59% -$211K
WES
1782
DELISTED
Western Gas Partners Lp
WES
$134K ﹤0.01%
2,865
-293
-9% -$16.6K
CGNX icon
1783
Cognex
CGNX
$10.2B
$133K ﹤0.01%
7,752
-256
-3% -$5.09K
EVG
1784
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$133K ﹤0.01%
10,060
+1,807
+22% +$24.7K
DISCK
1785
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$133K ﹤0.01%
5,483
-964
-15% -$26.7K
CVC
1786
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$133K ﹤0.01%
4,075
-1,616
-28% -$44K
BBC icon
1787
Virtus Biotech Clinical Trials ETF
BBC
$49.7M
$132K ﹤0.01%
5,000
+2,800
+127% +$94.7K
ETO
1788
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$527M
$132K ﹤0.01%
6,357
+782
+14% +$18K
USA icon
1789
Liberty All-Star Equity Fund
USA
$1.87B
$132K ﹤0.01%
26,034
-480
-2% -$2.64K
GTIP
1790
DELISTED
ISHARES TR GLOBAL INFLATION LKD BD ETF
GTIP
$132K ﹤0.01%
2,821
-404
-13% -$19.3K
SON icon
1791
Sonoco
SON
$5.74B
$131K ﹤0.01%
3,480
-105
-3% -$4.27K
HNR
1792
DELISTED
Harvest Natural Resources
HNR
$131K ﹤0.01%
23,525
– –
GM.WS.A
1793
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$131K ﹤0.01%
6,406
-112
-2% -$2.35K
APTV icon
1794
Aptiv
APTV
$10.1B
$130K ﹤0.01%
1,722
-80
-4% -$6.15K
PHG icon
1795
Philips
PHG
$26.2B
$130K ﹤0.01%
7,740
-1,427
-16% -$26.5K
RWJ icon
1796
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$130K ﹤0.01%
7,677
+1,815
+31% +$33.1K
ICPT
1797
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$130K ﹤0.01%
784
+102
+15% +$22.4K
PBCT
1798
DELISTED
People's United Financial Inc
PBCT
$130K ﹤0.01%
8,290
+1,003
+14% +$15.9K
SPXH
1799
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$130K ﹤0.01%
4,615
+356
+8% +$10.6K
NPI
1800
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$130K ﹤0.01%
9,686
+237
+3% +$3.14K
70 71
72
73 74

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.