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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
(-7.1%)
Cap. Flow
+$682M
Cap. Flow
% of AUM
6.14%
Top 10 Holdings %
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$110M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$56.5M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$47.2M |
| 4 |
Apple
AAPL
|
+$47M |
| 5 |
Schwab US Large- Cap ETF
SCHX
|
+$36.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$75.2M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$59.4M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$27.4M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$26.3M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.71% |
| 2 | Financials | 5.85% |
| 3 | Industrials | 4.18% |
| 4 | Healthcare | 4.18% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
iShares Morningstar Small-Cap ETF
ISCB
$294M
| $375K | ﹤0.01% |
10,156
-1,376
| -12% | -$56.3K |
|
1752
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $375K | ﹤0.01% |
40,553
+69
| +0.2% | +$678 |
|
1753
nVent Electric
NVT
$27.7B
| $375K | ﹤0.01% |
16,776
-452
| -3% | -$10.9K |
|
|
VAR
1754
DELISTED
Varian Medical Systems, Inc.
VAR
| $375K | ﹤0.01% |
3,264
+1,638
| +101% | +$187K |
|
|
WCG
1755
DELISTED
Wellcare Health Plans, Inc.
WCG
| $375K | ﹤0.01% |
1,596
+458
| +40% | +$123K |
|
1756
Bio-Rad Laboratories Class A
BIO
$9.68B
| $374K | ﹤0.01% |
1,649
+1,195
| +263% | +$321K |
|
|
BCV
1757
Bancroft Fund
BCV
$144M
| $373K | ﹤0.01% |
19,963
-2,076
| -9% | -$42.1K |
|
|
SFIX
1758
Stitch Fix
SFIX
$474M
| $373K | ﹤0.01% |
21,834
+12,173
| +126% | +$301K |
|
1759
Simmons First National
SFNC
$3.45B
| $372K | ﹤0.01% |
15,400
-4,800
| -24% | -$129K |
|
|
WEA
1760
Western Asset Premier Bond Fund
WEA
$124M
| $372K | ﹤0.01% |
30,750
-10,900
| -26% | -$135K |
|
1761
Canadian Imperial Bank of Commerce
CM
$110B
| $371K | ﹤0.01% |
10,128
+1,176
| +13% | +$50K |
|
1762
State Street SPDR S&P Transportation ETF
XTN
$398M
| $370K | ﹤0.01% |
6,922
-465
| -6% | -$27.8K |
|
1763
Bankunited
BKU
$3.38B
| $369K | ﹤0.01% |
12,336
+3,730
| +43% | +$122K |
|
1764
Scotiabank
BNS
$110B
| $369K | ﹤0.01% |
7,395
+167
| +2% | +$9.01K |
|
1765
ING
ING
$102B
| $369K | ﹤0.01% |
34,616
-1,003
| -3% | -$12.1K |
|
1766
Jones Lang LaSalle
JLL
$16.7B
| $369K | ﹤0.01% |
2,909
+415
| +17% | +$56.1K |
|
|
ZUO
1767
DELISTED
Zuora, Inc.
ZUO
| $369K | ﹤0.01% |
20,269
+9,072
| +81% | +$174K |
|
1768
Morningstar
MORN
$7.41B
| $368K | ﹤0.01% |
3,363
+2,917
| +654% | +$342K |
|
|
HPS
1769
John Hancock Preferred Income Fund III
HPS
$463M
| $367K | ﹤0.01% |
23,173
+1,300
| +6% | +$22.5K |
|
|
SPTN
1770
DELISTED
SpartanNash
SPTN
| $367K | ﹤0.01% |
21,359
+1,579
| +8% | +$28.7K |
|
|
TIF
1771
DELISTED
Tiffany & Co.
TIF
| $367K | ﹤0.01% |
4,556
+1,270
| +39% | +$129K |
|
1772
ARK Genomic Revolution ETF
ARKG
$1.78B
| $366K | ﹤0.01% |
15,242
+6,191
| +68% | +$174K |
|
1773
Information Services Group
III
$249M
| $366K | ﹤0.01% |
86,220
| – | – |
|
1774
John Hancock Multifactor Large Cap ETF
JHML
$1.21B
| $366K | ﹤0.01% |
11,407
-210
| -2% | -$7.3K |
|
|
NTG
1775
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $366K | ﹤0.01% |
2,989
-1,142
| -28% | -$161K |
|
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HAM
CM
TRAM
MP
CONA
CBU
Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review
As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.
By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
- Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
- Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
- Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
- Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.