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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGA icon
1751
United States Gasoline Fund
UGA
$136M
$125K ﹤0.01%
3,682
+3,415
+1,279% +$154K
CDMO
1752
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$125K ﹤0.01%
12,807
-1,272
-9% -$12.8K
B
1753
DELISTED
Barnes Group Inc.
B
$125K ﹤0.01%
3,354
+2,870
+593% +$101K
LPT
1754
DELISTED
Liberty Property Trust
LPT
$125K ﹤0.01%
3,296
+2,520
+325% +$88.7K
HTD
1755
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$124K ﹤0.01%
5,565
+2,961
+114% +$63.8K
AMTD
1756
DELISTED
TD Ameritrade Holding Corp
AMTD
$124K ﹤0.01%
3,478
-1,898
-35% -$64.4K
BGG
1757
DELISTED
Briggs & Stratton Corp.
BGG
$124K ﹤0.01%
6,085
+380
+7% +$7.46K
AIV
1758
Aimco
AIV
$379M
$123K ﹤0.01%
24,547
+3,821
+18% +$18.2K
BKF icon
1759
iShares MSCI BIC ETF
BKF
$76.4M
$123K ﹤0.01%
3,517
-114
-3% -$4.17K
CNQ icon
1760
Canadian Natural Resources
CNQ
$98.1B
$123K ﹤0.01%
8,214
+3,893
+90% +$63.6K
DMLP icon
1761
Dorchester Minerals
DMLP
$1.35B
$123K ﹤0.01%
4,810
-358
-7% -$9.47K
MD icon
1762
Pediatrix Medical
MD
$2.14B
$123K ﹤0.01%
1,854
+697
+60% +$42.5K
MMLP icon
1763
Martin Midstream Partners
MMLP
$89.6M
$123K ﹤0.01%
4,478
-1
-0% -$33
UNM icon
1764
Unum
UNM
$14.7B
$123K ﹤0.01%
3,606
+302
+9% +$10.2K
CPL
1765
DELISTED
CPFL Energia S.A.
CPL
$123K ﹤0.01%
9,535
-1,147
-11% -$15.8K
ALGN icon
1766
Align Technology
ALGN
$12.5B
$122K ﹤0.01%
2,185
+517
+31% +$27.3K
CHI
1767
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$122K ﹤0.01%
9,471
+92
+1% +$1.23K
TEF
1768
DELISTED
Telefonica
TEF
$122K ﹤0.01%
11,414
-7,038
-38% -$78.8K
WRES
1769
DELISTED
WARREN RESOURCES INC
WRES
$122K ﹤0.01%
75,730
+75,230
+15,046% +$213K
HOMB icon
1770
Home BancShares
HOMB
$6.27B
$121K ﹤0.01%
7,532
-736
-9% -$11.4K
ORC
1771
Orchid Island Capital
ORC
$1.32B
$121K ﹤0.01%
1,848
-792
-30% -$54.4K
PFXF icon
1772
VanEck Preferred Securities ex Financials ETF
PFXF
$2.49B
$121K ﹤0.01%
+5,900
New +$121K
RSG icon
1773
Republic Services
RSG
$65.9B
$121K ﹤0.01%
3,017
+2,398
+387% +$94K
TCRT icon
1774
Alaunos Therapeutics
TCRT
$4.86M
$121K ﹤0.01%
+159
New +$84.4K
CVRR
1775
DELISTED
CVR Refining, LP
CVRR
$121K ﹤0.01%
7,243
+4,735
+189% +$104K
69 70
71
72 73

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HAM
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CM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.