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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POST icon
1726
Post Holdings
POST
$3.65B
$161K ﹤0.01%
3,990
+3,753
+1,584% +$155K
CEM
1727
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$161K ﹤0.01%
2,135
+133
+7% +$11.7K
BBBY
1728
DELISTED
Bed Bath & Beyond Inc
BBBY
$161K ﹤0.01%
3,331
-73
-2% -$4.05K
BSJJ
1729
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$161K ﹤0.01%
+7,099
New +$167K
ESV
1730
DELISTED
Ensco Rowan plc
ESV
$161K ﹤0.01%
2,599
+211
+9% +$13.8K
CRH icon
1731
CRH
CRH
$65.2B
$160K ﹤0.01%
5,548
+80
+1% +$2.24K
ISCB icon
1732
iShares Morningstar Small-Cap ETF
ISCB
$294M
$160K ﹤0.01%
4,980
-396
-7% -$13.1K
DSUM
1733
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$160K ﹤0.01%
7,000
– –
ASH icon
1734
Ashland
ASH
$3.36B
$159K ﹤0.01%
3,178
-9,554
-75% -$503K
NXR
1735
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$159K ﹤0.01%
10,915
-1,000
-8% -$14.1K
ESL
1736
DELISTED
Esterline Technologies
ESL
$159K ﹤0.01%
1,969
-17
-0.9% -$1.39K
IPD
1737
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$159K ﹤0.01%
4,186
-2,069
-33% -$77.8K
IAI icon
1738
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$158K ﹤0.01%
3,806
+2,406
+172% +$99.5K
SAM icon
1739
Boston Beer
SAM
$1.89B
$158K ﹤0.01%
784
+50
+7% +$11K
MTT
1740
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$158K ﹤0.01%
6,518
+11
+0.2% +$261
JDD
1741
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$158K ﹤0.01%
14,600
-2,647
-15% -$28.8K
WES
1742
DELISTED
Western Gas Partners Lp
WES
$158K ﹤0.01%
3,316
+451
+16% +$21.7K
FMC icon
1743
FMC
FMC
$1.28B
$157K ﹤0.01%
4,650
-122
-3% -$4.18K
PHK
1744
PIMCO High Income Fund
PHK
$875M
$157K ﹤0.01%
19,143
+363
+2% +$3.04K
CUNB
1745
DELISTED
CU Bancorp
CUNB
$157K ﹤0.01%
6,188
-5,913
-49% -$148K
RENX
1746
DELISTED
RELX N.V.
RENX
$157K ﹤0.01%
9,463
+125
+1% +$2.12K
BMVP icon
1747
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$107M
$156K ﹤0.01%
6,372
+3
+0% +$74
FEI
1748
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$156K ﹤0.01%
11,778
+1,075
+10% +$15.8K
MGU
1749
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$156K ﹤0.01%
8,205
-114
-1% -$2.28K
IRY
1750
DELISTED
SPDR S&P International Health Care Sector
IRY
$156K ﹤0.01%
3,130
+1,116
+55% +$55.3K
68 69
70
71 72

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.