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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEM icon
1726
Agnico Eagle Mines
AEM
$91.3B
$128K ﹤0.01%
5,162
-1
-0% -$26
IVOV icon
1727
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$128K ﹤0.01%
2,660
– –
PUI icon
1728
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.1M
$128K ﹤0.01%
5,434
+4,577
+534% +$106K
SBGI icon
1729
Sinclair Inc
SBGI
$1.03B
$128K ﹤0.01%
4,679
+74
+2% +$2.02K
UPGD icon
1730
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$128K ﹤0.01%
3,685
+3,385
+1,128% +$115K
ZGNX
1731
DELISTED
Zogenix, Inc.
ZGNX
$128K ﹤0.01%
11,721
– –
SWFT
1732
DELISTED
Swift Transportation Company
SWFT
$128K ﹤0.01%
4,595
+3,233
+237% +$82.5K
AWR icon
1733
American States Water
AWR
$3.52B
$127K ﹤0.01%
3,379
+831
+33% +$28.6K
BMRC icon
1734
Bank of Marin Bancorp
BMRC
$462M
$127K ﹤0.01%
4,816
– –
DIM icon
1735
WisdomTree International MidCap Dividend Fund
DIM
$169M
$127K ﹤0.01%
2,278
– –
EWY icon
1736
iShares MSCI South Korea ETF
EWY
$27.6B
$127K ﹤0.01%
2,276
+1,494
+191% +$85K
GURU icon
1737
Global X Guru Index ETF
GURU
$64.2M
$127K ﹤0.01%
4,870
+1,612
+49% +$41.8K
IVOG icon
1738
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$127K ﹤0.01%
2,596
+2
+0.1% +$96
NWBI icon
1739
Northwest Bancshares
NWBI
$2.31B
$127K ﹤0.01%
10,139
-422
-4% -$5.29K
COHR
1740
DELISTED
Coherent Inc
COHR
$127K ﹤0.01%
2,078
+1,914
+1,167% +$113K
HME
1741
DELISTED
HOME PROPERTIES, INC
HME
$127K ﹤0.01%
1,933
+227
+13% +$14.5K
CM icon
1742
Canadian Imperial Bank of Commerce
CM
$112B
$126K ﹤0.01%
2,966
+1,108
+60% +$49K
RRC icon
1743
Range Resources
RRC
$9.33B
$126K ﹤0.01%
2,367
+1,414
+148% +$91.4K
RZG icon
1744
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$126K ﹤0.01%
4,683
+279
+6% +$7.23K
BEAV
1745
DELISTED
B/E Aerospace Inc
BEAV
$126K ﹤0.01%
2,157
+1,098
+104% +$61.2K
EXPD icon
1746
Expeditors International
EXPD
$24.3B
$125K ﹤0.01%
2,804
+1,262
+82% +$54.2K
GPN icon
1747
Global Payments
GPN
$25.1B
$125K ﹤0.01%
3,034
+378
+14% +$15.1K
HL icon
1748
Hecla Mining
HL
$11.9B
$125K ﹤0.01%
44,590
+19,865
+80% +$49.1K
NKSH icon
1749
National Bankshares
NKSH
$272M
$125K ﹤0.01%
4,108
+3,688
+878% +$111K
NYF icon
1750
iShares New York Muni Bond ETF
NYF
$1.41B
$125K ﹤0.01%
2,246
+90
+4% +$5K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.