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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
1726
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$81K ﹤0.01%
1,750
+50
+3% +$2.43K
SODA
1727
DELISTED
SodaStream International Ltd
SODA
$81K ﹤0.01%
2,760
-3,285
-54% -$105K
CSL icon
1728
Carlisle Companies
CSL
$15.2B
$80K ﹤0.01%
1,001
+553
+123% +$46K
HYMB icon
1729
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$80K ﹤0.01%
2,800
– –
IBN icon
1730
ICICI Bank
IBN
$107B
$80K ﹤0.01%
8,927
-242
-3% -$2.26K
MYGN icon
1731
Myriad Genetics
MYGN
$309M
$80K ﹤0.01%
2,069
-226
-10% -$8.43K
RYAM icon
1732
Rayonier Advanced Materials
RYAM
$561M
$80K ﹤0.01%
+2,443
New +$85.7K
SBH icon
1733
Sally Beauty Holdings
SBH
$1.55B
$80K ﹤0.01%
2,920
+49
+2% +$1.3K
HSBC.PRA
1734
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$80K ﹤0.01%
3,195
-8
-0.2% -$203
GM.WS.B
1735
DELISTED
General Motors Company
GM.WS.B
$80K ﹤0.01%
5,565
+741
+15% +$12.8K
BMR
1736
DELISTED
BIOMED REALTY TRUST INC
BMR
$80K ﹤0.01%
3,964
+1,801
+83% +$39.1K
DBIZ
1737
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
$80K ﹤0.01%
2,975
– –
BSJE
1738
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$80K ﹤0.01%
3,049
+2,418
+383% +$63.8K
HYF
1739
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$80K ﹤0.01%
40,287
+310
+0.8% +$642
DSI icon
1740
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
$79K ﹤0.01%
2,142
+1,070
+100% +$39.5K
HCI icon
1741
HCI Group
HCI
$2.28B
$79K ﹤0.01%
2,183
+281
+15% +$11.4K
ILTB icon
1742
iShares Core 10+ Year USD Bond ETF
ILTB
$595M
$79K ﹤0.01%
+1,263
New +$77.2K
PTH icon
1743
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$79K ﹤0.01%
4,773
– –
WPP icon
1744
WPP
WPP
$5.82B
$79K ﹤0.01%
783
-515
-40% -$53.4K
MGU
1745
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$79K ﹤0.01%
3,095
+1,169
+61% +$30K
PF
1746
DELISTED
Pinnacle Foods, Inc.
PF
$79K ﹤0.01%
2,418
-822
-25% -$26K
RALS
1747
DELISTED
ProShares RAFI Long/Short
RALS
$79K ﹤0.01%
1,879
-129
-6% -$5.51K
AES.PRC.CL
1748
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$79K ﹤0.01%
1,543
-208
-12% -$10.7K
GEQ
1749
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$79K ﹤0.01%
4,000
– –
OIL
1750
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$79K ﹤0.01%
3,509
+179
+5% +$4.22K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.