Ladenburg Thalmann Financial Services’s GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF BSJE Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BSJE Stock Details BSJE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,049	Closed	-$80K	–	4561
2014 Q3	$80K	Buy	3,049 +2,418	+383%	+$63.8K	﹤0.01%	1739
2014 Q2	$17K	Buy	631 +2	+0.3%	+$53	﹤0.01%	2800
2014 Q1	$17K	Buy	629 +4	+0.6%	+$106	﹤0.01%	2692
2013 Q4	$17K	Buy	625 +312	+100%	+$8.35K	﹤0.01%	2649
2013 Q3	$8K	Buy	313 +3	+1%	+$80	﹤0.01%	3006
2013 Q2	$8K	Buy	+310	New	+$8.25K	﹤0.01%	2874

Other funds holding BSJE

PIM

Parasol Investment Management Westmont, Illinois $61M AUM 12.08% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BSJE Position: Q4 2014 in Review

Ladenburg Thalmann Financial Services sold out of GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF (BSJE) in Q4 2014, closing a stake of 3,049 shares — an estimated $80K sold.

Ladenburg Thalmann Financial Services first reported a position in BSJE in Q2 2013 and held it in 6 quarters. The position peaked at $80K in Q3 2014. 3 funds tracked by Wall St. Rank hold BSJE as of Q4 2014.

Ladenburg Thalmann Financial Services reported no remaining GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF position as of Q4 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 3,049 GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF shares in Q4 2014, an estimated $80K.
Ladenburg Thalmann Financial Services first reported a position in GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q2 2013 and held it in 6 quarters.
Ladenburg Thalmann Financial Services's GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF position peaked at $80K in Q3 2014.
3 funds tracked by Wall St. Rank held GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF as of Q4 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.