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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPE
1726
Special Opportunities Fund
SPE
$145M
$58K ﹤0.01%
3,421
– –
AGU
1727
DELISTED
Agrium
AGU
$58K ﹤0.01%
686
+268
+64% +$23.5K
CST
1728
DELISTED
CST Brands, Inc.
CST
$58K ﹤0.01%
1,925
-1,427
-43% -$44.7K
MJN
1729
DELISTED
Mead Johnson Nutrition Company
MJN
$58K ﹤0.01%
737
+73
+11% +$5.47K
CSC
1730
DELISTED
Computer Sciences
CSC
$58K ﹤0.01%
2,658
+413
+18% +$8.69K
RVBD
1731
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$58K ﹤0.01%
3,979
-1,038
-21% -$16.6K
TQNT
1732
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$58K ﹤0.01%
7,189
+275
+4% +$2.1K
DTF
1733
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$57K ﹤0.01%
4,015
– –
FXC icon
1734
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$57K ﹤0.01%
587
-380
-39% -$36.4K
ILMN icon
1735
Illumina
ILMN
$29.1B
$57K ﹤0.01%
719
-23
-3% -$1.76K
SKM icon
1736
SK Telecom
SKM
$14.1B
$57K ﹤0.01%
1,485
-97
-6% -$3.45K
TROX icon
1737
Tronox
TROX
$958M
$57K ﹤0.01%
2,327
+136
+6% +$3.02K
UHS icon
1738
Universal Health Services
UHS
$10.1B
$57K ﹤0.01%
738
+40
+6% +$2.79K
BEAV
1739
DELISTED
B/E Aerospace Inc
BEAV
$57K ﹤0.01%
998
+299
+43% +$15.2K
ILB
1740
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$57K ﹤0.01%
1,150
– –
CTP
1741
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
$57K ﹤0.01%
12,083
– –
JGT
1742
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$57K ﹤0.01%
5,446
– –
LCC
1743
DELISTED
US AIRWAYS GROUP INC.
LCC
$57K ﹤0.01%
3,026
+1,000
+49% +$17.7K
CAMT icon
1744
Camtek
CAMT
$8.06B
$56K ﹤0.01%
32,800
+11,500
+54% +$22.6K
LNN icon
1745
Lindsay Corp
LNN
$1.17B
$56K ﹤0.01%
691
– –
LXU icon
1746
LSB Industries
LXU
$711M
$56K ﹤0.01%
2,167
-190
-8% -$4.72K
MVF
1747
DELISTED
BlackRock MuniVest Fund
MVF
$56K ﹤0.01%
6,044
+31
+0.5% +$288
SR icon
1748
Spire
SR
$4.9B
$56K ﹤0.01%
1,241
+1
+0.1% +$45
SSO icon
1749
ProShares Ultra S&P500
SSO
$8.51B
$56K ﹤0.01%
10,656
-6,400,000
-100% -$33.5M
VNM icon
1750
VanEck Vietnam ETF
VNM
$506M
$56K ﹤0.01%
3,090
-600
-16% -$11K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.