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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
151
UnitedHealth
UNH
$370B
$21.5M 0.15%
99,018
-7,332
-7% -$1.77M
XLI icon
152
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$21.3M 0.15%
274,140
+110,960
+68% +$8.51M
IWV icon
153
iShares Russell 3000 ETF
IWV
$20.4B
$21.1M 0.15%
121,521
+7,054
+6% +$1.22M
XLV icon
154
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$21.1M 0.15%
234,012
-14,365
-6% -$1.31M
VOX icon
155
Vanguard Communication Services ETF
VOX
$5.85B
$20.8M 0.14%
239,913
+14,680
+7% +$1.29M
IWY icon
156
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$20.8M 0.14%
238,744
-896
-0.4% -$78.1K
MO icon
157
Altria Group
MO
$114B
$20.6M 0.14%
504,240
-25,819
-5% -$1.19M
MINT icon
158
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$20.2M 0.14%
199,146
+25,522
+15% +$2.59M
VGSH icon
159
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$20.1M 0.14%
330,286
-16,149
-5% -$983K
VPU
160
Vanguard Utilities ETF
VPU
$8.44B
$20.1M 0.14%
139,730
+18,712
+15% +$2.57M
TLT icon
161
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$20.1M 0.14%
140,183
+25,150
+22% +$3.5M
EFA icon
162
iShares MSCI EAFE ETF
EFA
$80.2B
$20M 0.14%
306,948
-802
-0.3% -$51.7K
HDV
163
iShares Core High Dividend ETF
HDV
$14.8B
$20M 0.14%
1,061,220
+140,685
+15% +$2.64M
AMGN icon
164
Amgen
AMGN
$222B
$19.8M 0.14%
102,367
-5,823
-5% -$1.12M
UNP icon
165
Union Pacific
UNP
$174B
$19.7M 0.14%
121,348
-1,678
-1% -$282K
AMLP icon
166
Alerian MLP ETF
AMLP
$13.1B
$19.6M 0.14%
429,919
+38,377
+10% +$1.81M
CVS icon
167
CVS Health
CVS
$122B
$19.6M 0.14%
310,310
+388
+0.1% +$23K
SCHE icon
168
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$19.5M 0.13%
777,256
+177,237
+30% +$4.51M
ABT icon
169
Abbott
ABT
$187B
$19.5M 0.13%
233,144
+5,357
+2% +$455K
SO icon
170
Southern Company
SO
$107B
$19.5M 0.13%
315,376
-8,578
-3% -$497K
HON icon
171
Honeywell
HON
$78B
$19.4M 0.13%
121,410
-1,892
-2% -$301K
BRK.A icon
172
Berkshire Hathaway Class A
BRK.A
$1.12T
$19.3M 0.13%
62
-2
-3% -$619K
FDN icon
173
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$19.3M 0.13%
143,114
+44,205
+45% +$6.24M
ITA icon
174
iShares US Aerospace & Defense ETF
ITA
$15B
$18.9M 0.13%
168,534
+55,770
+49% +$6.1M
DUK icon
175
Duke Energy
DUK
$97.3B
$18.8M 0.13%
195,915
+1,062
+0.5% +$96.6K
5 6
7
8 9

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.