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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
151
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$7.43M 0.14%
70,256
-2,371
-3% -$255K
AEP icon
152
American Electric Power
AEP
$68.4B
$7.38M 0.14%
126,729
+5,377
+4% +$305K
EXC icon
153
Exelon
EXC
$47B
$7.33M 0.14%
370,000
+10,635
+3% +$216K
ABT icon
154
Abbott
ABT
$187B
$7.29M 0.13%
162,473
+22,724
+16% +$1M
VDE icon
155
Vanguard Energy ETF
VDE
$9.84B
$7.29M 0.13%
87,729
-35,115
-29% -$3.2M
ABBV icon
156
AbbVie
ABBV
$435B
$7.15M 0.13%
120,792
+3,237
+3% +$186K
SPLV icon
157
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$7.05M 0.13%
182,886
+17,880
+11% +$682K
IJS icon
158
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$7.01M 0.13%
129,694
-37,274
-22% -$2.07M
DE icon
159
Deere & Co
DE
$168B
$7M 0.13%
91,716
+1,480
+2% +$115K
CVS icon
160
CVS Health
CVS
$122B
$6.98M 0.13%
71,410
+8,969
+14% +$878K
CLX icon
161
Clorox
CLX
$12.7B
$6.97M 0.13%
54,956
+5,812
+12% +$721K
HYS icon
162
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$6.93M 0.13%
75,663
-3,776
-5% -$357K
PGX icon
163
Invesco Preferred ETF
PGX
$3.78B
$6.79M 0.13%
454,083
+72,807
+19% +$1.07M
USB icon
164
US Bancorp
USB
$99.6B
$6.74M 0.12%
157,953
-2,039
-1% -$87.2K
AMLP icon
165
Alerian MLP ETF
AMLP
$13.1B
$6.62M 0.12%
109,846
+32,124
+41% +$2.01M
UNP icon
166
Union Pacific
UNP
$174B
$6.58M 0.12%
84,004
+6,610
+9% +$567K
VEU icon
167
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$6.42M 0.12%
147,812
-8,545
-5% -$382K
SCHV
168
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$6.39M 0.12%
451,716
+46,491
+11% +$660K
MDLZ icon
169
Mondelez International
MDLZ
$79.9B
$6.38M 0.12%
142,273
+6,559
+5% +$293K
MINT icon
170
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$6.29M 0.12%
62,475
-58,563
-48% -$5.9M
PKW icon
171
Invesco BuyBack Achievers ETF
PKW
$1.76B
$6.19M 0.11%
136,147
-9,922
-7% -$460K
CAT icon
172
Caterpillar
CAT
$387B
$6.18M 0.11%
90,926
-5,865
-6% -$410K
KMI icon
173
Kinder Morgan
KMI
$68.7B
$6.18M 0.11%
392,429
-35,668
-8% -$850K
MDYV icon
174
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$6.17M 0.11%
162,238
+59,364
+58% +$2.38M
NFLX icon
175
Netflix
NFLX
$309B
$6.15M 0.11%
538,180
+108,170
+25% +$1.24M
5 6
7
8 9

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.