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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUK icon
1701
Prudential
PUK
$34.5B
$235K ﹤0.01%
6,152
+674
+12% +$24.2K
SPE
1702
Special Opportunities Fund
SPE
$145M
$235K ﹤0.01%
17,992
-6,112
-25% -$82.3K
OGS icon
1703
ONE Gas
OGS
$5.09B
$234K ﹤0.01%
3,671
+164
+5% +$9.96K
TLTE icon
1704
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$352M
$234K ﹤0.01%
5,098
+54
+1% +$2.53K
VIGI icon
1705
Vanguard International Dividend Appreciation ETF
VIGI
$9.32B
$234K ﹤0.01%
4,426
-3,300
-43% -$177K
TNL icon
1706
Travel + Leisure Co
TNL
$4.58B
$233K ﹤0.01%
6,734
+570
+9% +$18.3K
FOF icon
1707
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
$232K ﹤0.01%
19,834
-5,399
-21% -$63.4K
GFI icon
1708
Gold Fields
GFI
$35.4B
$232K ﹤0.01%
77,051
-13,500
-15% -$48.4K
WDFC icon
1709
WD-40
WDFC
$3.09B
$232K ﹤0.01%
1,981
-3,493
-64% -$384K
NLSN
1710
DELISTED
Nielsen Holdings plc
NLSN
$232K ﹤0.01%
5,378
-743
-12% -$34.1K
TSS
1711
DELISTED
Total System Services, Inc.
TSS
$232K ﹤0.01%
4,743
-730
-13% -$35.9K
PWY
1712
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$232K ﹤0.01%
7,649
+6
+0.1% +$182
ETY icon
1713
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$231K ﹤0.01%
22,259
-1,223
-5% -$12.7K
JBHT icon
1714
JB Hunt Transport Services
JBHT
$26.5B
$231K ﹤0.01%
2,557
-300
-11% -$26.7K
CAMP
1715
DELISTED
CalAmp Corp.
CAMP
$231K ﹤0.01%
691
+69
+11% +$22.7K
EPP icon
1716
iShares MSCI Pacific ex Japan ETF
EPP
$2.24B
$230K ﹤0.01%
5,786
+1,066
+23% +$43.8K
SLRC icon
1717
SLR Investment Corp
SLRC
$711M
$230K ﹤0.01%
11,062
+1,700
+18% +$34.8K
MIDU icon
1718
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$81M
$229K ﹤0.01%
7,042
+501
+8% +$14.6K
MUNI icon
1719
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$229K ﹤0.01%
4,358
+1,940
+80% +$103K
EV
1720
DELISTED
Eaton Vance Corp.
EV
$229K ﹤0.01%
5,773
+6
+0.1% +$236
GARS
1721
DELISTED
Garrison Capital Inc.
GARS
$229K ﹤0.01%
24,510
-28,847
-54% -$273K
COLM icon
1722
Columbia Sportswear
COLM
$2.96B
$228K ﹤0.01%
3,933
+57
+1% +$3.35K
WING icon
1723
Wingstop
WING
$3.1B
$227K ﹤0.01%
7,670
-3,400
-31% -$99.9K
ENY
1724
DELISTED
Invesco Canadian Energy Income ETF
ENY
$227K ﹤0.01%
24,916
-2,367
-9% -$20.9K
FHY
1725
DELISTED
First Trust Strategic High
FHY
$227K ﹤0.01%
18,453
+141
+0.8% +$1.7K
67 68
69
70 71

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.