We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
1701
DELISTED
Signature Bank
SBNY
$166K ﹤0.01%
1,095
-1,952
-64% -$295K
AEM icon
1702
Agnico Eagle Mines
AEM
$91.3B
$165K ﹤0.01%
6,252
+682
+12% +$18.6K
GNT
1703
GAMCO Natural Resources, Gold & Income Trust
GNT
$147M
$165K ﹤0.01%
28,850
– –
ILCV icon
1704
iShares Morningstar Value ETF
ILCV
$1.36B
$165K ﹤0.01%
4,042
-1,012
-20% -$41.7K
BMR
1705
DELISTED
BIOMED REALTY TRUST INC
BMR
$165K ﹤0.01%
6,988
-3,157
-31% -$73.4K
HAWK
1706
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$165K ﹤0.01%
3,746
-11,891
-76% -$532K
VXX
1707
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$165K ﹤0.01%
516
-100
-16% -$31.8K
BLE
1708
DELISTED
BlackRock Municipal Income Trust II
BLE
$164K ﹤0.01%
10,746
+213
+2% +$3.17K
HII icon
1709
Huntington Ingalls Industries
HII
$12.8B
$164K ﹤0.01%
1,296
+156
+14% +$19.1K
NRIM icon
1710
Northrim BanCorp
NRIM
$601M
$164K ﹤0.01%
24,664
+28
+0.1% +$198
CNY
1711
DELISTED
Market Vectors-Renminbi
CNY
$164K ﹤0.01%
+3,970
New +$166K
ARLP icon
1712
Alliance Resource Partners
ARLP
$3.2B
$163K ﹤0.01%
12,053
-2,830
-19% -$52.5K
HSIC icon
1713
Henry Schein
HSIC
$10B
$163K ﹤0.01%
2,629
+1,456
+124% +$86.6K
IXG icon
1714
iShares Global Financials ETF
IXG
$702M
$163K ﹤0.01%
3,090
-81
-3% -$4.38K
JAZZ icon
1715
Jazz Pharmaceuticals
JAZZ
$16B
$163K ﹤0.01%
1,158
+404
+54% +$56K
NXG
1716
NXG NextGen Infrastructure Income Fund
NXG
$355M
$163K ﹤0.01%
2,858
+24
+0.8% +$1.49K
RCS
1717
PIMCO Strategic Income Fund
RCS
$249M
$163K ﹤0.01%
18,317
– –
STAB
1718
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$163K ﹤0.01%
38,888
– –
CBL
1719
DELISTED
CBL& Associates Properties, Inc.
CBL
$163K ﹤0.01%
13,220
+4,976
+60% +$67.9K
EWRI
1720
DELISTED
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
EWRI
$163K ﹤0.01%
3,395
– –
HL icon
1721
Hecla Mining
HL
$11.9B
$162K ﹤0.01%
85,335
+39,713
+87% +$82.5K
REGL icon
1722
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$162K ﹤0.01%
4,132
+3,012
+269% +$120K
SVXY icon
1723
ProShares Short VIX Short-Term Futures ETF
SVXY
$234M
$162K ﹤0.01%
3,215
+3,185
+10,617% +$180K
BSJL
1724
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$162K ﹤0.01%
+7,084
New +$167K
HTGC icon
1725
Hercules Capital
HTGC
$3.17B
$161K ﹤0.01%
13,214
-401
-3% -$4.51K
67 68
69
70 71

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.