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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNR icon
1676
RenaissanceRe
RNR
$13.3B
$244K ﹤0.01%
1,791
+511
+40% +$65.5K
ATAXZ
1677
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$244K ﹤0.01%
45,138
+9,775
+28% +$52.8K
THS
1678
DELISTED
Treehouse Foods
THS
$242K ﹤0.01%
3,363
+1,480
+79% +$113K
FR icon
1679
First Industrial Realty Trust
FR
$8.4B
$241K ﹤0.01%
8,589
+5,328
+163% +$142K
JHI
1680
John Hancock Investors Trust
JHI
$118M
$241K ﹤0.01%
14,556
+85
+0.6% +$1.41K
SAIC icon
1681
Saic
SAIC
$5.35B
$241K ﹤0.01%
2,840
-981
-26% -$75.3K
TSLX icon
1682
Sixth Street Specialty
TSLX
$1.82B
$241K ﹤0.01%
12,990
– –
CXO
1683
DELISTED
CONCHO RESOURCES INC.
CXO
$241K ﹤0.01%
1,804
+1,002
+125% +$136K
WBK
1684
DELISTED
Westpac Banking Corporation
WBK
$241K ﹤0.01%
10,212
-720
-7% -$16.8K
AZTA icon
1685
Azenta
AZTA
$1.49B
$240K ﹤0.01%
+14,045
New +$211K
LQDH icon
1686
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$541M
$240K ﹤0.01%
2,547
+1,604
+170% +$149K
TFX icon
1687
Teleflex
TFX
$5.82B
$240K ﹤0.01%
1,450
+97
+7% +$15.1K
GAP
1688
The Gap Inc
GAP
$7.34B
$240K ﹤0.01%
10,648
-8,156
-43% -$210K
DCI icon
1689
Donaldson
DCI
$11.1B
$239K ﹤0.01%
5,880
+293
+5% +$11.6K
SRCL
1690
DELISTED
Stericycle Inc
SRCL
$239K ﹤0.01%
3,081
-1,194
-28% -$90.2K
FGP
1691
DELISTED
Ferrellgas Partners, L.P.
FGP
$239K ﹤0.01%
35,428
-4,279
-11% -$34.3K
DFT
1692
DELISTED
DuPont Fabros Technology Inc.
DFT
$238K ﹤0.01%
5,416
-4,850
-47% -$200K
NID
1693
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$238K ﹤0.01%
18,600
-2,400
-11% -$31.4K
PCH
1694
DELISTED
PotlatchDeltic
PCH
$237K ﹤0.01%
5,715
+36
+0.6% +$1.45K
RFG icon
1695
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$361M
$237K ﹤0.01%
9,220
-2,075
-18% -$51.9K
OIL
1696
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$237K ﹤0.01%
37,468
+8,265
+28% +$49K
CTSO icon
1697
Cytosorbents Corp
CTSO
$22.8M
$236K ﹤0.01%
43,319
-2,100
-5% -$11.5K
EUFN icon
1698
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$236K ﹤0.01%
12,468
+10,232
+458% +$185K
DDD icon
1699
3D Systems Corp
DDD
$601M
$235K ﹤0.01%
17,318
-3,024
-15% -$44.4K
PHD
1700
DELISTED
Pioneer Floating Rate Fund
PHD
$235K ﹤0.01%
19,796
+5,011
+34% +$58.8K
66 67
68
69 70

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.