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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHH icon
1651
Choice Hotels
CHH
$4.71B
$144K ﹤0.01%
2,567
+5
+0.2% +$269
SCHE icon
1652
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$144K ﹤0.01%
6,035
-2,545
-30% -$63.6K
PIR
1653
DELISTED
Pier 1 Imports, Inc.
PIR
$144K ﹤0.01%
467
+332
+246% +$88.4K
ZLTQ
1654
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$144K ﹤0.01%
5,150
+2,050
+66% +$53.4K
CWT icon
1655
California Water Service
CWT
$3.1B
$143K ﹤0.01%
5,821
+2,867
+97% +$70.2K
JLL icon
1656
Jones Lang LaSalle
JLL
$17B
$143K ﹤0.01%
942
+284
+43% +$39.2K
SPNC
1657
DELISTED
Spectranetics Corp
SPNC
$143K ﹤0.01%
4,147
+4,037
+3,670% +$126K
CRS icon
1658
Carpenter Technology
CRS
$26.6B
$142K ﹤0.01%
2,877
+2,593
+913% +$125K
TOL icon
1659
Toll Brothers
TOL
$14B
$142K ﹤0.01%
4,117
+2,441
+146% +$79.6K
LSI
1660
DELISTED
Life Storage, Inc.
LSI
$142K ﹤0.01%
2,450
+84
+4% +$4.67K
DATA
1661
DELISTED
Tableau Software, Inc.
DATA
$142K ﹤0.01%
1,675
+237
+16% +$18.9K
NVX
1662
DELISTED
Nuveen Calif Div Muni
NVX
$142K ﹤0.01%
9,887
+1,715
+21% +$24.1K
TW
1663
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$142K ﹤0.01%
1,233
+374
+44% +$41.2K
NPSP
1664
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$142K ﹤0.01%
3,970
-200
-5% -$5.97K
BGS icon
1665
B&G Foods
BGS
$299M
$141K ﹤0.01%
4,714
+1,740
+59% +$50.5K
CYD icon
1666
China Yuchai International
CYD
$1.71B
$141K ﹤0.01%
7,438
+7,405
+22,439% +$133K
CF icon
1667
CF Industries
CF
$17.7B
$140K ﹤0.01%
2,515
-585
-19% -$30.8K
FXZ icon
1668
First Trust Materials AlphaDEX Fund
FXZ
$385M
$140K ﹤0.01%
4,453
+582
+15% +$18.3K
HTGC icon
1669
Hercules Capital
HTGC
$3.17B
$140K ﹤0.01%
9,436
-4,911
-34% -$74.1K
MUR icon
1670
Murphy Oil
MUR
$4.99B
$140K ﹤0.01%
2,779
+914
+49% +$46.8K
SLYG icon
1671
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$140K ﹤0.01%
3,148
+972
+45% +$42.7K
VMO icon
1672
Invesco Municipal Opportunity Trust
VMO
$667M
$140K ﹤0.01%
10,848
-1,185
-10% -$15K
VTWO icon
1673
Vanguard Russell 2000 ETF
VTWO
$17.5B
$140K ﹤0.01%
2,936
+1,774
+153% +$81.6K
MDVN
1674
DELISTED
MEDIVATION, INC.
MDVN
$140K ﹤0.01%
2,802
+1,490
+114% +$77.5K
EAT icon
1675
Brinker International
EAT
$10.2B
$139K ﹤0.01%
2,372
+1,360
+134% +$74.2K
65 66
67
68 69

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.