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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGP
1651
PIMCO Global StockPLUS & Income Fund
PGP
$103M
$92K ﹤0.01%
4,529
-1,164
-20% -$29.8K
BBVA icon
1652
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$91K ﹤0.01%
7,938
-9,411
-54% -$110K
EELV icon
1653
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$91K ﹤0.01%
3,337
+44
+1% +$1.27K
MDYG icon
1654
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$91K ﹤0.01%
2,427
+75
+3% +$2.88K
STE icon
1655
Steris
STE
$23B
$91K ﹤0.01%
1,682
-46
-3% -$2.5K
SVC
1656
Service Properties Trust
SVC
$1.06B
$91K ﹤0.01%
679
+1
+0.1% +$145
CASC
1657
DELISTED
Cascadian Therapeutics, Inc.
CASC
$91K ﹤0.01%
7,921
– –
ATW
1658
DELISTED
Atwood Oceanics
ATW
$91K ﹤0.01%
2,077
+1,828
+734% +$87.7K
CNC icon
1659
Centene
CNC
$32.6B
$90K ﹤0.01%
4,352
+364
+9% +$7.02K
DG icon
1660
Dollar General
DG
$26.9B
$90K ﹤0.01%
1,469
+348
+31% +$20.8K
OUT icon
1661
Outfront Media
OUT
$5.24B
$90K ﹤0.01%
4,006
-15
-0.4% -$367
RLI icon
1662
RLI Corp
RLI
$5.87B
$90K ﹤0.01%
4,158
-1,002
-19% -$22.3K
SKM icon
1663
SK Telecom
SKM
$14.1B
$90K ﹤0.01%
1,793
-36
-2% -$1.71K
NMRX
1664
DELISTED
Numerex Corp
NMRX
$90K ﹤0.01%
8,600
– –
CTXS
1665
DELISTED
Citrix Systems Inc
CTXS
$89K ﹤0.01%
1,581
+146
+10% +$7.94K
PRXL
1666
DELISTED
Parexel International Corp
PRXL
$89K ﹤0.01%
1,403
+96
+7% +$5.47K
FNFG
1667
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$89K ﹤0.01%
10,697
-1,088
-9% -$9.42K
QRE
1668
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$89K ﹤0.01%
4,585
+55
+1% +$1.11K
TWTC
1669
DELISTED
TW TELECOM INC CL A COM
TWTC
$89K ﹤0.01%
2,147
-156
-7% -$6.35K
PDLI
1670
DELISTED
PDL BioPharma, Inc.
PDLI
$89K ﹤0.01%
11,949
+857
+8% +$7.96K
ABEV icon
1671
Ambev
ABEV
$43.8B
$88K ﹤0.01%
13,434
-5,805
-30% -$40.9K
AIV
1672
Aimco
AIV
$379M
$88K ﹤0.01%
20,726
-29,757
-59% -$133K
CIVI
1673
DELISTED
Civitas Resources
CIVI
$88K ﹤0.01%
14
+3
+27% +$19.5K
COO icon
1674
Cooper Companies
COO
$14.9B
$88K ﹤0.01%
2,252
+124
+6% +$4.88K
EHI
1675
Western Asset Global High Income Fund
EHI
$177M
$88K ﹤0.01%
7,200
– –
65 66
67
68 69

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.