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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEP icon
1626
Icahn Enterprises
IEP
$5.33B
$487K ﹤0.01%
6,893
-6,942
-50% -$515K
INGR icon
1627
Ingredion
INGR
$6.63B
$487K ﹤0.01%
4,663
-723
-13% -$73.8K
RPT
1628
Rithm Property Trust
RPT
$101M
$487K ﹤0.01%
6,176
+730
+13% +$57.1K
FOF icon
1629
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
$486K ﹤0.01%
37,538
+1,655
+5% +$21.7K
IPGP icon
1630
IPG Photonics
IPGP
$3.57B
$486K ﹤0.01%
3,109
-2,725
-47% -$506K
DBP icon
1631
Invesco DB Precious Metals Fund
DBP
$256M
$485K ﹤0.01%
14,050
-17,237
-55% -$606K
ADNT icon
1632
Adient
ADNT
$1.54B
$484K ﹤0.01%
12,344
-1,218
-9% -$54.9K
STPZ icon
1633
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$525M
$482K ﹤0.01%
9,400
-5,849
-38% -$301K
BHC icon
1634
Bausch Health
BHC
$2.37B
$481K ﹤0.01%
18,564
+3,615
+24% +$82.8K
FAB icon
1635
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$481K ﹤0.01%
8,347
-8,454
-50% -$486K
CFO icon
1636
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$430M
$480K ﹤0.01%
9,284
-1,488
-14% -$76.4K
ETB
1637
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$480K ﹤0.01%
28,845
-3,840
-12% -$63.7K
COMT icon
1638
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
$479K ﹤0.01%
12,293
+9,223
+300% +$352K
ULST icon
1639
State Street Ultra Short Term Bond ETF
ULST
$526M
$479K ﹤0.01%
11,900
+8,825
+287% +$356K
NTRS icon
1640
Northern Trust
NTRS
$34.8B
$478K ﹤0.01%
4,666
-212
-4% -$22.7K
NWL icon
1641
Newell Brands
NWL
$2.63B
$478K ﹤0.01%
23,602
+5,908
+33% +$139K
BCM
1642
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
$477K ﹤0.01%
16,091
+5,048
+46% +$146K
NEU icon
1643
NewMarket
NEU
$8.72B
$476K ﹤0.01%
1,173
-1
-0.1% -$400
BPT
1644
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$475K ﹤0.01%
13,807
+246
+2% +$7.38K
JPEM icon
1645
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$390M
$475K ﹤0.01%
8,786
+1,269
+17% +$69.1K
DHI icon
1646
D.R. Horton
DHI
$41.9B
$474K ﹤0.01%
11,256
+2,639
+31% +$114K
BYM
1647
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$473K ﹤0.01%
36,998
-3,478
-9% -$45.6K
DTEC icon
1648
ALPS Disruptive Technologies ETF
DTEC
$77.9M
$473K ﹤0.01%
15,932
+7,845
+97% +$228K
NUAN
1649
DELISTED
Nuance Communications, Inc.
NUAN
$472K ﹤0.01%
31,504
+3,793
+14% +$52.6K
PRA
1650
DELISTED
ProAssurance
PRA
$471K ﹤0.01%
10,041
-1,502
-13% -$66.1K
64 65
66
67 68

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.