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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS
1626
DELISTED
Avanos Medical
AVNS
$268K ﹤0.01%
7,292
-1,916
-21% -$68.5K
EVR icon
1627
Evercore
EVR
$12B
$268K ﹤0.01%
3,876
+3,250
+519% +$200K
BCR
1628
DELISTED
CR Bard Inc.
BCR
$268K ﹤0.01%
1,192
-79
-6% -$17.2K
KTF
1629
DWS Municipal Income Trust
KTF
$352M
$266K ﹤0.01%
20,550
-2,311
-10% -$30.6K
IQI icon
1630
Invesco Quality Municipal Securities
IQI
$541M
$265K ﹤0.01%
21,315
-2,701
-11% -$34.4K
SMLV icon
1631
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
$265K ﹤0.01%
2,844
-782
-22% -$68.1K
ADSK icon
1632
Autodesk
ADSK
$54.5B
$264K ﹤0.01%
3,555
+267
+8% +$19.7K
PICK icon
1633
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.28B
$264K ﹤0.01%
10,272
+8,909
+654% +$226K
ARII
1634
DELISTED
American Railcar Industries, Inc.
ARII
$264K ﹤0.01%
5,826
-719
-11% -$30.4K
CHK.PRD
1635
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$263K ﹤0.01%
5,677
– –
EGRX
1636
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$262K ﹤0.01%
3,300
– –
BRKL
1637
DELISTED
Brookline Bancorp
BRKL
$261K ﹤0.01%
15,897
+1,583
+11% +$22.6K
MCY icon
1638
Mercury Insurance
MCY
$5.81B
$261K ﹤0.01%
4,335
+25
+0.6% +$1.42K
STAG icon
1639
STAG Industrial
STAG
$7.12B
$261K ﹤0.01%
10,896
+141
+1% +$3.25K
ANET icon
1640
Arista Networks
ANET
$257B
$260K ﹤0.01%
42,896
+11,808
+38% +$66.1K
EHC icon
1641
Encompass Health
EHC
$12.2B
$260K ﹤0.01%
7,964
+15
+0.2% +$487
ACET
1642
DELISTED
Aceto Corp
ACET
$260K ﹤0.01%
11,833
-631
-5% -$12.4K
CMF icon
1643
iShares California Muni Bond ETF
CMF
$4.63B
$259K ﹤0.01%
4,434
+984
+29% +$57.5K
RYAAY icon
1644
Ryanair
RYAAY
$30.7B
$258K ﹤0.01%
7,788
-300
-4% -$9.45K
MNDT
1645
DELISTED
Mandiant, Inc. Common Stock
MNDT
$258K ﹤0.01%
21,723
-1,645
-7% -$21.3K
UNFI icon
1646
United Natural Foods
UNFI
$2.94B
$257K ﹤0.01%
5,390
+281
+6% +$12.6K
VYMI icon
1647
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$257K ﹤0.01%
4,540
+1,142
+34% +$63.9K
WTMF icon
1648
WisdomTree Managed Futures Strategy Fund
WTMF
$250M
$257K ﹤0.01%
6,188
+2,360
+62% +$98.1K
FDIQ
1649
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$49M
$255K ﹤0.01%
4,584
+3,649
+390% +$181K
NUAG icon
1650
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.8M
$255K ﹤0.01%
+10,500
New +$258K
64 65
66
67 68

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.