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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFR icon
1601
Cullen/Frost Bankers
CFR
$10.5B
$278K ﹤0.01%
3,255
+707
+28% +$56.7K
EIDO icon
1602
iShares MSCI Indonesia ETF
EIDO
$484M
$278K ﹤0.01%
11,500
-1,846
-14% -$45.9K
SAN icon
1603
Banco Santander
SAN
$211B
$278K ﹤0.01%
55,906
-14,895
-21% -$67.7K
PF
1604
DELISTED
Pinnacle Foods, Inc.
PF
$278K ﹤0.01%
5,234
+370
+8% +$18.8K
CIBR icon
1605
First Trust NASDAQ Cybersecurity ETF
CIBR
$16B
$277K ﹤0.01%
14,007
+13,582
+3,196% +$267K
DRI icon
1606
Darden Restaurants
DRI
$25.4B
$277K ﹤0.01%
3,807
+1,053
+38% +$73.2K
RMD icon
1607
ResMed
RMD
$32.9B
$277K ﹤0.01%
4,450
+180
+4% +$11K
SVVC
1608
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$277K ﹤0.01%
36,237
-166
-0.5% -$1.33K
NBD
1609
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$277K ﹤0.01%
13,264
-1,647
-11% -$34.8K
ILF icon
1610
iShares Latin America 40 ETF
ILF
$3.69B
$276K ﹤0.01%
10,007
-2,144
-18% -$61.6K
SBGI icon
1611
Sinclair Inc
SBGI
$1.03B
$276K ﹤0.01%
8,512
+1,654
+24% +$49.3K
IDOG icon
1612
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$275K ﹤0.01%
11,647
+614
+6% +$14.4K
STLA icon
1613
Stellantis
STLA
$20.2B
$275K ﹤0.01%
30,364
+13,880
+84% +$104K
ALXN
1614
DELISTED
Alexion Pharmaceuticals
ALXN
$275K ﹤0.01%
2,033
+209
+11% +$25.6K
VVC
1615
DELISTED
Vectren Corporation
VVC
$275K ﹤0.01%
5,325
+1,037
+24% +$51.4K
MDLY
1616
DELISTED
Medley Management Inc
MDLY
$274K ﹤0.01%
2,765
+2,743
+12,468% +$253K
HII icon
1617
Huntington Ingalls Industries
HII
$12.8B
$273K ﹤0.01%
1,491
+160
+12% +$27.2K
XHS icon
1618
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$272K ﹤0.01%
5,175
+2,952
+133% +$154K
ETX
1619
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$271K ﹤0.01%
13,770
+1,106
+9% +$21.6K
BCS.PRA.CL
1620
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$271K ﹤0.01%
10,702
+400
+4% +$10.2K
SPXH
1621
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$270K ﹤0.01%
8,833
+1,960
+29% +$59K
IBDM
1622
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$270K ﹤0.01%
10,711
– –
EWK icon
1623
iShares MSCI Belgium ETF
EWK
$163M
$269K ﹤0.01%
15,363
-2,638
-15% -$46.6K
EWS icon
1624
iShares MSCI Singapore ETF
EWS
$1.16B
$269K ﹤0.01%
13,711
+1,598
+13% +$33.4K
XMPT icon
1625
VanEck CEF Muni Income ETF
XMPT
$221M
$269K ﹤0.01%
10,415
-881
-8% -$23.3K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.