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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YELP icon
1601
Yelp
YELP
$1.31B
$70K ﹤0.01%
1,050
+350
+50% +$17.9K
BCR
1602
DELISTED
CR Bard Inc.
BCR
$70K ﹤0.01%
602
-16
-3% -$1.83K
AIZ icon
1603
Assurant
AIZ
$13.9B
$69K ﹤0.01%
1,237
+12
+1% +$649
EMIF icon
1604
iShares Emerging Markets Infrastructure ETF
EMIF
$12.7M
$69K ﹤0.01%
2,090
-1,100
-34% -$35.3K
GDXJ icon
1605
VanEck Junior Gold Miners ETF
GDXJ
$8.32B
$69K ﹤0.01%
1,702
+409
+32% +$17.5K
HL icon
1606
Hecla Mining
HL
$11.9B
$69K ﹤0.01%
22,000
+4,500
+26% +$14.7K
KLIC icon
1607
Kulicke & Soffa
KLIC
$5.03B
$69K ﹤0.01%
5,999
+4,201
+234% +$47.8K
OCSL icon
1608
Oaktree Specialty Lending
OCSL
$1.15B
$69K ﹤0.01%
2,223
+5
+0.2% +$159
SBS icon
1609
Sabesp
SBS
$16.4B
$69K ﹤0.01%
35,580
– –
TTM
1610
DELISTED
Tata Motors Limited
TTM
$69K ﹤0.01%
2,596
-129
-5% -$3.17K
TCO.PRK
1611
DELISTED
TAUBMAN CENTERS, INC. 6.25% SER K
TCO.PRK
$69K ﹤0.01%
3,100
– –
SBW
1612
DELISTED
Western Asset Worldwide Income
SBW
$69K ﹤0.01%
5,450
– –
BRE
1613
DELISTED
BRE PROPERTIES INC CL A
BRE
$69K ﹤0.01%
1,352
+3
+0.2% +$151
GT icon
1614
Goodyear
GT
$1.79B
$68K ﹤0.01%
3,059
+407
+15% +$7.79K
HTGC icon
1615
Hercules Capital
HTGC
$3.17B
$68K ﹤0.01%
4,466
-792
-15% -$11.5K
INN
1616
Summit Hotel Properties
INN
$653M
$68K ﹤0.01%
+7,450
New +$72.1K
KIM icon
1617
Kimco Realty
KIM
$16.3B
$68K ﹤0.01%
3,394
-446
-12% -$9.51K
XPH icon
1618
State Street SPDR S&P Pharmaceuticals ETF
XPH
$512M
$68K ﹤0.01%
1,756
+244
+16% +$9.23K
AMTD
1619
DELISTED
TD Ameritrade Holding Corp
AMTD
$68K ﹤0.01%
2,571
-46
-2% -$1.22K
CVC
1620
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$68K ﹤0.01%
4,037
+58
+1% +$1.06K
STP
1621
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
$68K ﹤0.01%
40,100
– –
ATAXZ
1622
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$68K ﹤0.01%
9,933
– –
ACWV icon
1623
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$67K ﹤0.01%
1,087
-29,111
-96% -$1.79M
FL
1624
DELISTED
Foot Locker
FL
$67K ﹤0.01%
1,982
+259
+15% +$8.99K
HCSG icon
1625
Healthcare Services Group
HCSG
$1.45B
$67K ﹤0.01%
2,485
-9
-0.4% -$226
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.