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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
(+4.8%)
Cap. Flow
+$788M
Cap. Flow
% of AUM
5.43%
Top 10 Holdings %
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$116M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77M |
| 3 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$63.1M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$46.2M |
| 5 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$44M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$94.6M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$60.4M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$34.2M |
| 4 |
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
|
+$30.5M |
| 5 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$21.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.97% |
| 2 | Financials | 5.35% |
| 3 | Industrials | 4% |
| 4 | Consumer Discretionary | 3.71% |
| 5 | Healthcare | 3.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
iShares US Healthcare Providers ETF
IHF
$1.26B
| $631K | ﹤0.01% |
19,530
-12,235
| -39% | -$421K |
|
1577
iShares US Pharmaceuticals ETF
IHE
$1.65B
| $629K | ﹤0.01% |
13,473
+1,317
| +11% | +$63.1K |
|
1578
Vanguard Total Corporate Bond ETF
VTC
$1.71B
| $629K | ﹤0.01% |
7,105
+1,417
| +25% | +$124K |
|
|
FM
1579
DELISTED
iShares Frontier and Select EM ETF
FM
| $629K | ﹤0.01% |
22,344
+1,081
| +5% | +$31.5K |
|
1580
Gladstone Capital
GLAD
$452M
| $627K | ﹤0.01% |
32,137
+2,199
| +7% | +$41.5K |
|
1581
ProShares Russell 2000 Dividend Growers ETF
SMDV
$708M
| $627K | ﹤0.01% |
10,554
+2,671
| +34% | +$157K |
|
|
BOCH
1582
DELISTED
Bank of Commerce Holdings (CA)
BOCH
| $625K | ﹤0.01% |
57,419
-2,000
| -3% | -$20.9K |
|
|
STEW
1583
SRH Total Return Fund
STEW
$1.8B
| $624K | ﹤0.01% |
55,682
-2,045
| -4% | -$22.5K |
|
1584
Davis Select Financial ETF
DFNL
$495M
| $623K | ﹤0.01% |
26,220
+6,103
| +30% | +$142K |
|
1585
MPLX
MPLX
$60.8B
| $623K | ﹤0.01% |
22,266
+9,432
| +73% | +$276K |
|
1586
NewtekOne
NEWT
$370M
| $622K | ﹤0.01% |
27,553
+198
| +0.7% | +$4.39K |
|
1587
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
| $622K | ﹤0.01% |
7,086
+3,680
| +108% | +$314K |
|
|
MXIM
1588
DELISTED
Maxim Integrated Products
MXIM
| $622K | ﹤0.01% |
10,737
-2,522
| -19% | -$146K |
|
1589
Vanguard Russell 1000 ETF
VONE
$8.74B
| $621K | ﹤0.01% |
4,562
-95
| -2% | -$12.9K |
|
1590
Pacer Trendpilot European Index ETF
PTEU
$38.3M
| $620K | ﹤0.01% |
23,474
-20,857
| -47% | -$544K |
|
|
MNDT
1591
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $620K | ﹤0.01% |
46,550
-6,601
| -12% | -$93.7K |
|
1592
Compañía de Minas Buenaventura
BVN
$8.79B
| $618K | ﹤0.01% |
40,685
-97
| -0.2% | -$1.5K |
|
1593
First Solar
FSLR
$24B
| $618K | ﹤0.01% |
10,652
-1,511
| -12% | -$96.8K |
|
1594
Corpay
CPAY
$26.9B
| $618K | ﹤0.01% |
2,156
+115
| +6% | +$33.4K |
|
1595
Avista
AVA
$3.23B
| $615K | ﹤0.01% |
12,694
-4,141
| -25% | -$192K |
|
1596
Invesco
IVZ
$13.9B
| $615K | ﹤0.01% |
36,333
-9,555
| -21% | -$169K |
|
1597
Norwegian Cruise Line
NCLH
$8.98B
| $615K | ﹤0.01% |
11,864
-1,365
| -10% | -$69.2K |
|
1598
iShares Morningstar Small-Cap ETF
ISCB
$294M
| $613K | ﹤0.01% |
14,004
+2,948
| +27% | +$128K |
|
1599
Nuveen ESG Small-Cap ETF
NUSC
$1.35B
| $613K | ﹤0.01% |
20,939
-1,305
| -6% | -$38.2K |
|
1600
Philips
PHG
$26.2B
| $612K | ﹤0.01% |
16,709
+2,933
| +21% | +$108K |
|
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review
As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
- Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
- Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
- Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.