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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHF icon
1576
iShares US Healthcare Providers ETF
IHF
$1.26B
$105K ﹤0.01%
4,905
+185
+4% +$3.94K
MAT icon
1577
Mattel
MAT
$4.25B
$105K ﹤0.01%
3,428
-432
-11% -$15.3K
DPG
1578
Duff & Phelps Utility and Infrastructure Fund
DPG
$531M
$104K ﹤0.01%
4,877
+1,377
+39% +$30K
LYG icon
1579
Lloyds Banking Group
LYG
$90B
$104K ﹤0.01%
20,622
+306
+2% +$1.54K
ZNGA
1580
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$104K ﹤0.01%
38,584
+1,005
+3% +$3.01K
DATA
1581
DELISTED
Tableau Software, Inc.
DATA
$104K ﹤0.01%
1,438
+368
+34% +$24.1K
DNY
1582
DELISTED
DONNELLEY R R & SONS CO
DNY
$104K ﹤0.01%
6,297
+431
+7% +$7.12K
FTF
1583
Franklin Limited Duration Income Trust
FTF
$236M
$103K ﹤0.01%
8,282
+71
+0.9% +$907
NCZ
1584
Virtus Convertible & Income Fund II
NCZ
$306M
$103K ﹤0.01%
2,814
-490
-15% -$18.7K
BGG
1585
DELISTED
Briggs & Stratton Corp.
BGG
$103K ﹤0.01%
5,705
-1,970
-26% -$38.6K
AGND
1586
DELISTED
WisdomTree Trust WisdomTree Negative Duration U.S. Aggregate Bond Fund
AGND
$103K ﹤0.01%
+2,199
New +$104K
USG
1587
DELISTED
Usg
USG
$103K ﹤0.01%
3,741
-65,513
-95% -$1.86M
PBT
1588
Permian Basin Royalty Trust
PBT
$1.56B
$102K ﹤0.01%
7,509
-6,398
-46% -$89.8K
IDXX icon
1589
Idexx Laboratories
IDXX
$44.7B
$101K ﹤0.01%
1,714
+64
+4% +$4.05K
OIA icon
1590
Invesco Municipal Income Opportunities Trust
OIA
$292M
$101K ﹤0.01%
14,849
-526
-3% -$3.61K
WTM icon
1591
White Mountains Insurance
WTM
$5.11B
$101K ﹤0.01%
161
+4
+3% +$2.5K
LUX
1592
DELISTED
Luxottica Group
LUX
$101K ﹤0.01%
1,930
+200
+12% +$10.7K
ONB icon
1593
Old National Bancorp
ONB
$10.4B
$100K ﹤0.01%
7,725
– –
SAM icon
1594
Boston Beer
SAM
$1.9B
$100K ﹤0.01%
453
-245
-35% -$54.8K
VET icon
1595
Vermilion Energy
VET
$1.72B
$100K ﹤0.01%
1,638
+63
+4% +$4.03K
JBHT icon
1596
JB Hunt Transport Services
JBHT
$26.5B
$99K ﹤0.01%
1,339
– –
MNKD icon
1597
MannKind Corp
MNKD
$1.2B
$99K ﹤0.01%
3,342
+427
+15% +$16.8K
PML
1598
PIMCO Municipal Income Fund II
PML
$494M
$99K ﹤0.01%
8,497
+6,267
+281% +$73.6K
ZTS icon
1599
Zoetis
ZTS
$31.3B
$99K ﹤0.01%
2,669
+374
+16% +$12.8K
HME
1600
DELISTED
HOME PROPERTIES, INC
HME
$99K ﹤0.01%
1,706
+236
+16% +$14.9K
62 63
64
65 66

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.