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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TISI icon
1576
Team
TISI
$101M
$73K ﹤0.01%
185
– –
NUM
1577
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$73K ﹤0.01%
5,700
– –
MDR
1578
DELISTED
McDermott International
MDR
$73K ﹤0.01%
3,245
+48
+2% +$1.14K
BEL
1579
DELISTED
Belmond Ltd.
BEL
$73K ﹤0.01%
5,586
+451
+9% +$5.66K
NPP
1580
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$73K ﹤0.01%
5,391
+19
+0.4% +$255
UNS
1581
DELISTED
UNS ENERGY CORP COM
UNS
$73K ﹤0.01%
1,558
+3
+0.2% +$144
VVUS
1582
DELISTED
Vivus Inc
VVUS
$73K ﹤0.01%
780
+62
+9% +$7.74K
ADX icon
1583
Adams Diversified Equity Fund
ADX
$3.31B
$72K ﹤0.01%
5,736
+2,871
+100% +$35.3K
CIEN icon
1584
Ciena
CIEN
$63.7B
$72K ﹤0.01%
2,878
– –
IEP icon
1585
Icahn Enterprises
IEP
$5.37B
$72K ﹤0.01%
870
+420
+93% +$31.6K
LYG icon
1586
Lloyds Banking Group
LYG
$90.1B
$72K ﹤0.01%
14,718
+180
+1% +$812
JPP
1587
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$72K ﹤0.01%
1,724
+220
+15% +$9.71K
BKW
1588
DELISTED
BURGER KING WORLDWIDE
BKW
$72K ﹤0.01%
3,700
+500
+16% +$9.85K
BMRN icon
1589
BioMarin Pharmaceuticals
BMRN
$13.3B
$71K ﹤0.01%
998
+78
+8% +$5.18K
CBSH icon
1590
Commerce Bancshares
CBSH
$8.58B
$71K ﹤0.01%
3,049
+509
+20% +$12.1K
ITB icon
1591
iShares US Home Construction ETF
ITB
$2.37B
$71K ﹤0.01%
3,195
-2,270
-42% -$49.9K
TREX icon
1592
Trex
TREX
$5.12B
$71K ﹤0.01%
11,472
+3,920
+52% +$22.8K
UGA icon
1593
United States Gasoline Fund
UGA
$136M
$71K ﹤0.01%
1,267
-1,090
-46% -$65.1K
UNM icon
1594
Unum
UNM
$14.7B
$71K ﹤0.01%
2,257
+294
+15% +$9.03K
ZROZ icon
1595
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$71K ﹤0.01%
800
-500
-38% -$44.3K
NTT
1596
DELISTED
Nippon Telegraph & Telephone
NTT
$71K ﹤0.01%
2,722
+110
+4% +$2.88K
BBSI icon
1597
Barrett Business Services
BBSI
$798M
$70K ﹤0.01%
4,144
+2,744
+196% +$44.8K
QAI icon
1598
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$70K ﹤0.01%
2,465
-357
-13% -$10.1K
SMFG icon
1599
Sumitomo Mitsui Financial
SMFG
$167B
$70K ﹤0.01%
7,134
+292
+4% +$2.77K
VRE
1600
DELISTED
Veris Residential
VRE
$70K ﹤0.01%
3,188
-27
-0.8% -$615
62 63
64
65 66

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.