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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
1526
Nuveen Taxable Municipal Income Fund
NBB
$456M
$499K ﹤0.01%
25,777
+10,327
+67% +$198K
OCSL icon
1527
Oaktree Specialty Lending
OCSL
$1.15B
$498K ﹤0.01%
39,245
-350
-0.9% -$4.79K
ONB icon
1528
Old National Bancorp
ONB
$10.4B
$498K ﹤0.01%
32,391
-3,138
-9% -$56K
BMO icon
1529
Bank of Montreal
BMO
$129B
$497K ﹤0.01%
7,485
-81
-1% -$6K
HOG icon
1530
Harley-Davidson
HOG
$2.9B
$497K ﹤0.01%
14,566
+716
+5% +$28.1K
LFT
1531
Lument Finance Trust
LFT
$36.4M
$496K ﹤0.01%
173,548
+691
+0.4% +$2.34K
MHK icon
1532
Mohawk Industries
MHK
$9.42B
$496K ﹤0.01%
4,246
-1,119
-21% -$149K
IBMH
1533
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$496K ﹤0.01%
19,525
+12,288
+170% +$312K
MPA icon
1534
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$495K ﹤0.01%
38,640
-41,458
-52% -$522K
LDOS icon
1535
Leidos
LDOS
$17.9B
$494K ﹤0.01%
9,358
+558
+6% +$34.7K
XSMO icon
1536
Invesco S&P SmallCap Momentum ETF
XSMO
$3.11B
$494K ﹤0.01%
16,018
+11,602
+263% +$397K
TVRD
1537
Tvardi Therapeutics
TVRD
$22.1M
$494K ﹤0.01%
1,056
+752
+247% +$485K
CMU
1538
DELISTED
MFS High Yield Municipal Trust
CMU
$493K ﹤0.01%
118,314
+16,156
+16% +$69.5K
GRUB
1539
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$493K ﹤0.01%
3,210
-2,409
-43% -$452K
PSL icon
1540
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.1M
$492K ﹤0.01%
7,529
+630
+9% +$44.2K
FIZZ icon
1541
National Beverage
FIZZ
$2.93B
$491K ﹤0.01%
13,706
-158
-1% -$7.28K
KNX icon
1542
Knight Transportation
KNX
$11.9B
$491K ﹤0.01%
18,982
+8,529
+82% +$264K
NSL
1543
DELISTED
NUVEEN SENIOR INCM FD
NSL
$491K ﹤0.01%
89,225
-48,609
-35% -$286K
BB icon
1544
BlackBerry
BB
$5.27B
$490K ﹤0.01%
68,852
+805
+1% +$7.09K
RWM icon
1545
ProShares Short Russell2000
RWM
$99.4M
$489K ﹤0.01%
10,454
+5,939
+132% +$253K
GNR icon
1546
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$488K ﹤0.01%
11,821
-611
-5% -$27.8K
BCS icon
1547
Barclays
BCS
$94.6B
$487K ﹤0.01%
67,866
+44,700
+193% +$360K
RZG icon
1548
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$485K ﹤0.01%
13,983
-36
-0.3% -$1.4K
ACGL icon
1549
Arch Capital
ACGL
$33.5B
$483K ﹤0.01%
18,141
+16,805
+1,258% +$465K
APPN icon
1550
Appian
APPN
$2.65B
$483K ﹤0.01%
18,119
-168
-0.9% -$4.49K
60 61
62
63 64

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.